Best Investors Account Sign in

Zhuoqi Yang

Principal Securities, Inc.

Atlanta, GA

Claim This Profile
Current Employers
Principal Securities, Inc.

711 High Street, Des Moines, IA 50392 • United States

Current Registrations

AuthorityCategoryStatusDate
GA RA APPROVED 2026-08-26
  • GA RA
    APPROVED
    Since 2026-08-26

Branch Locations

3625 Cumberland Blvd Se Ste 1000, Atlanta, GA 30339 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Unemployed Atlanta GA 01/2026 07/2026
Emory University Atlanta GA 08/2023 12/2025
Unemployed Chicago IL 01/2023 07/2023
University Of Chicago Chicago IL 06/2021 12/2022
Madison Area Technical College Madison WI 08/2020 05/2021
Unemployed Madison WI 05/2020 07/2020
Epic Systems Corporation Madison WI 03/2015 05/2020
Principal Life Insurance Company Atlanta GA 07/2026 Present
Principal Securities, Inc. Atlanta GA 07/2026 Present
American Cancer Society Atlanta GA 09/2024 01/2025
  • 01/2026 → 07/2026
    Unemployed
    Atlanta, GA
  • 08/2023 → 12/2025
    Emory University
    Atlanta, GA
  • 01/2023 → 07/2023
    Unemployed
    Chicago, IL
  • 06/2021 → 12/2022
    University Of Chicago
    Chicago, IL
  • 08/2020 → 05/2021
    Madison Area Technical College
    Madison, WI
  • 05/2020 → 07/2020
    Unemployed
    Madison, WI
  • 03/2015 → 05/2020
    Epic Systems Corporation
    Madison, WI
  • 07/2026 → Present
    Principal Life Insurance Company
    Atlanta, GA
  • 07/2026 → Present
    Principal Securities, Inc.
    Atlanta, GA
  • 09/2024 → 01/2025
    American Cancer Society
    Atlanta, GA
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2026-07-22
  • S66 Uniform Combined State Law Examination
    2026-07-22
Other Names
  • Zhuoqi Yan
  • Freddie Yang

View on SEC IAPD

Other Firms

LIQUID STRATEGIES, LLC
HB WEALTH
BISON WEALTH, LLC
BRIGHTER INVESTING, PB LLC
RBC CAPITAL MARKETS, LLC
AMERIPRISE FINANCIAL SERVICES, LLC
NEWEDGE ADVISORS
EQUITY SERVICES, INC.

Other Investors

PARIMAL H PATEL
CLAYTON SHAWN GIBSON
FRANK THOMAS WATERSON
WILLIAM LEWIS LEVINE
CHAD JOSEPH NORFOLK
SEAN PATRICK COOK
JONATHAN CHRISTOPHER BRISTOW
MEREDITH STRUTT MIGHTY

Other Offices

LIQUID STRATEGIES, LLC · ATLANTA, GA
HB WEALTH · ATLANTA, GA
BISON WEALTH, LLC · ATLANTA, GA
BRIGHTER INVESTING, PB LLC · ATLANTA, GA
RBC CAPITAL MARKETS, LLC · Atlanta, GA
HB WEALTH · Atlanta, GA
AMERIPRISE FINANCIAL SERVICES, LLC · Atlanta, GA
NEWEDGE ADVISORS · Atlanta, GA

More in Atlanta, GA

Reviews

Want to share your experience?

Sign in to leave a review
Loading reviews...

Reach out to this advisor