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51 Madison Avenue 12Th Floor, New York, NY 10010 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| PA | RA | APPROVED | 2020-10-15 |
Branch Locations
531 Philadelphia St, Indiana, PA 15701 • United States
935 4Th Avenue, Ford City, PA 16226 • United States
225 West Station Square Drive Suite 300, Pittsburgh, PA 15219 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Nylife Securities Llc | Pittsburgh | PA | 12/2016 | Present |
| New York Life Insurance Company | Pittsburgh | PA | 10/2016 | Present |
| Unemployed | Pittsburgh | PA | 07/2016 | 10/2016 |
| Ruby Financial Group | Ford City | PA | 06/2020 | Present |
| Eagle Strategies Llc | Ford City | PA | 10/2020 | Present |
[APPOINTED WITH OUTSIDE INSURANCE CARRIERS FOR THE PURPOSE OF BROKERING NON-REGISTERED INSURANCE PRODUCTS; 935 4th Ave. Ford City, PA 16226; Start Date 03/2020; Role/Title: Insurance Broker; Investment Related; 1 hours per month; 1 hours per month during securities trading hours] [OPERATING UNDER THE DBA NAME OF RUBY FINANCIAL GROUP FOR THE PURPOSE OF SELLING NEW YORK LIFE PRODUCTS AND SERVICES AS WELL AS BROKERING NON-REGISTERED INSURANCE PRODUCTS; INVESTMENT RELATED; OWNER; FORD CITY, PA; START DATE: 06/2020]
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2020-08-24 |
| S63 | Uniform Securities Agent State Law Examination | 2017-11-22 |
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