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Roy Atallah

Compass Financial Management LLC

Hubert, NC

CRD 8317985

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Employer firm

Compass Financial Management LLC CRD 156345

$894M regulatory AUM

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Pension consulting

From the firm’s Form ADV. Read the guides:

Current Employers
Compass Financial Management Llc

2422 W. Sunset Drive, Tampa, FL 33629 • United States

Current Registrations

AuthorityCategoryStatusDate
NC RA APPROVED 2026-07-22
  • NC RA
    APPROVED
    Since 2026-07-22

Branch Locations

Hubert, NC • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Us Navy Millington TN 07/2016 07/2026
My Roadmap Advisor San Diego CA 07/2026 Present
  • 07/2016 → 07/2026
    Us Navy
    Millington, TN
  • 07/2026 → Present
    My Roadmap Advisor
    San Diego, CA
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2026-06-15
  • S65 Uniform Investment Adviser Law Examination
    2026-06-15

View on SEC IAPD

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