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Marie Rose Thieman

J.P. Morgan Securities LLC

Charlotte, NC

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Current Employers
J.P. Morgan Securities Llc

270 Park Avenue, New York, NY 10017 • United States

Current Registrations

AuthorityCategoryStatusDate
NC RA APPROVED 2026-08-24
TX RA APPROVED 2026-08-24
  • NC RA
    APPROVED
    Since 2026-08-24
  • TX RA
    APPROVED
    Since 2026-08-24

Branch Locations

4350 Congress Street Floor 01, Charlotte, NC 28209 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
J.P. Morgan Securities Llc Charlotte NC 07/2026 Present
Jpmorgan Chase Bank, N.A. Charlotte NC 07/2026 Present
Unemployed Salem SC 09/2025 06/2026
Jpmorgan Chase Bank, N.A. Charlotte NC 06/2025 08/2025
Unemployed Clemson SC 08/2023 05/2025
Ritz Safety Centerville OH 05/2023 07/2023
Unemployed Dayton OH 09/2020 04/2023
Swimsafe Dayton OH 05/2020 08/2020
Unemployed Dayton OH 07/2016 04/2020
  • 07/2026 → Present
    J.P. Morgan Securities Llc
    Charlotte, NC
  • 07/2026 → Present
    Jpmorgan Chase Bank, N.A.
    Charlotte, NC
  • 09/2025 → 06/2026
    Unemployed
    Salem, SC
  • 06/2025 → 08/2025
    Jpmorgan Chase Bank, N.A.
    Charlotte, NC
  • 08/2023 → 05/2025
    Unemployed
    Clemson, SC
  • 05/2023 → 07/2023
    Ritz Safety
    Centerville, OH
  • 09/2020 → 04/2023
    Unemployed
    Dayton, OH
  • 05/2020 → 08/2020
    Swimsafe
    Dayton, OH
  • 07/2016 → 04/2020
    Unemployed
    Dayton, OH
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2026-08-22
  • S66 Uniform Combined State Law Examination
    2026-08-22

View on SEC IAPD

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