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J.p. Morgan Securities LLC CRD 79
$430B regulatory AUM 407,036 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
270 Park Avenue, New York, NY 10017 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CT | RA | APPROVED | 2026-08-15 |
| TX | RA | APPROVED | 2026-08-15 |
Branch Locations
100 W Putnam Ave Floor 04, Greenwich, CT 06830 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Jpmorgan Chase Bank, N.A. | Greenwich | CT | 06/2026 | Present |
| J.P. Morgan Securities Llc | Greenwich | CT | 06/2026 | Present |
| Ernst & Young Llp | New York | NY | 09/2024 | 06/2026 |
| Unemployed | Woodbury | NY | 05/2024 | 09/2024 |
| Franklin & Marshall College | Lancaster | PA | 08/2020 | 05/2024 |
| Unemployed | Woodbury | NY | 06/2020 | 08/2020 |
| Syosset High School | Syosset | NY | 09/2016 | 06/2020 |
| Unemployed | Woodbury | NY | 06/2016 | 09/2016 |
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2026-08-15 |
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