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J.p. Morgan Securities LLC CRD 79
$430B regulatory AUM 407,036 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
270 Park Avenue, New York, NY 10017 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2026-08-24 |
Branch Locations
600 Travis St Floors 61St & 62Nd, Houston, TX 77002-3009 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Jpmorgan Chase Bank, N.A. | Houston | TX | 07/2026 | Present |
| J.P. Morgan Securities Llc | Houston | TX | 07/2026 | Present |
| Oxford Wealth Management | Lindon | UT | 08/2025 | 06/2026 |
| Brigham Young University | Provo | UT | 08/2022 | 05/2026 |
| Jpmorgan Chase Bank, N.A. | Houston | UT | 06/2025 | 08/2025 |
| Oxford Wealth Management Llc | Lindon | UT | 01/2025 | 07/2025 |
| Drive Wealth Advisors, Llc | Lehi | UT | 05/2023 | 12/2024 |
| Crew Advisors | Salt Lake City | UT | 05/2024 | 06/2024 |
| Brigham Young Universiy | Provo | UT | 01/2023 | 05/2023 |
| Dodds Ltd | Salt Lake City | UT | 06/2022 | 08/2022 |
| Unemployed | Bogota | 08/2020 | 05/2022 | |
| Walmart | Lindon | UT | 06/2019 | 07/2020 |
| Dodds Ltd | Park City | UT | 04/2020 | 06/2020 |
| Pleasant Grove City | Pleasant Grove | UT | 11/2016 | 06/2019 |
| Unemployed | Pleasant Grove | UT | 07/2016 | 10/2016 |
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2026-08-22 |
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