Daniel Breier

Employer firm

Forum Financial Management, LP CRD 145706

$8.69B regulatory AUM 155 advisory clients

Reported services (Item 5G)

Financial planning
Portfolio management (individuals)
Portfolio management (institutions)
Pension consulting

From the firm’s Form ADV. Read the guides:

Current Employers

Forum Financial Management, Lp

1900 South Highland Avenue Suite 100, Lombard, IL 60148 • United States

Current Registrations

Authority	Category	Status	Date
IL	RA	APPROVED	2026-07-30

IL RA
APPROVED

Since 2026-07-30

Branch Locations

Sleepy Hollow, IL • United States

1900 South Highland Avenue Suite 100, Lombard, IL 60148 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Forum Financial Management, Lp	Sleepy Hollow	IL	07/2026	Present
Conserv Fs	Lisle	IL	10/2020	Present
National Seed	Lisle	IL	03/2006	10/2020

07/2026 → Present

Forum Financial Management, Lp

Sleepy Hollow, IL
10/2020 → Present

Conserv Fs

Lisle, IL
03/2006 → 10/2020

National Seed

Lisle, IL

Other Businesses

1) Conserv FS; Not investment-related; 4720 Yender Avenue, Lisle, IL 60532; Wholesale distributor of turf and grounds maintenance products; Sales Representative; 10/01/2020; 60 hrs/month; 0 hrs during securities trading hrs; Selling turf products.

Exams

Code	Exam	Date
S65	Uniform Investment Adviser Law Examination	2026-07-07

S65 Uniform Investment Adviser Law Examination

2026-07-07

View on SEC IAPD