Tri Nguyen

Employer firm

LPl Enterprise, LLC CRD 8733

$24.9B regulatory AUM 12,118 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Educational seminars
• CONSULTING AND OTHER NON-DISCRETIONARY ADVISORY SERVICES

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 05/2020 → Present
  Li Beauty House Skincare Spa
  Houston, TX
• 07/2023 → 07/2025
  Liberty Precision Company
  Houston, TX
• 03/2018 → 05/2020
  Novetus Engineering Llc
  Houston, TX
• 06/2015 → 07/2017
  Mitsubishi Logisnext Americas Inc
  Houston, TX
• 08/2017 → 03/2018
  Msc Mediterranean Shipping Company
  Houston, TX
• 07/2026 → Present
  Lpl Enteprise Llc
  Houston, TX

Other Businesses

1. 7/20/2026 - Prudential Advisors - DBA for LPL Business (entity for LPL business) - INV REL - Richmond TX - OBA Start date: 07/10/2026 - 160 Hour(s)/Month – 160 Hour(s) During Trading 2. 7/20/2026 - TRI NGUYEN N/A Non-Variable Insurance - Non-Variable Insurance/Insurance Agency - INV REL - Richmond TX - OBA Start date: 07/10/2026 - 160 Hour(s)/Month – 160 Hour(s) During Trading 3. 7/20/2026 - Li Beauty House Skincare Spa LLC - Outside/W-2 Employment - Not INV REL - Houston TX - OBA Start date: 05/05/2020 - 20 Hour(s)/Month – 0 Hour(s) During Trading 4. 7/20/2026 - EPS - Excel Planning Solutions - Non-Variable Insurance - INV REL - Houston TX - OBA Start date: 11/01/2024 - 20 Hour(s)/Month – 2 Hour(s) During Trading 5. 7/20/2026 - Sole-Prop - Real Estate Rental - INV REL - Katy TX - OBA Start date: 06/01/2019 - 10 Hour(s)/Month – 1 Hour(s) During Trading 6. 7/20/2026 - Uber - Rideshare - NOT INV REL - San Francisco CA - OBA Start date: 01/01/2025 - 80 Hour(s)/Month – 0 Hour(s) During Trading 7. 7/20/2026 - Referral Income - Referral Income - NOT INV REL - Houston TX - OBA Start date: 01/01/2025 - 10 Hour(s)/Month – 0 Hour(s) During Trading

Exams

• S66 Uniform Combined State Law Examination
  2026-08-21