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J.p. Morgan Securities LLC CRD 79
$430B regulatory AUM 407,036 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
270 Park Avenue, New York, NY 10017 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| IL | RA | APPROVED | 2026-07-31 |
| TX | RA | APPROVED | 2026-07-31 |
Branch Locations
10 S Dearborn St Floor 09, Chicago, IL 60603 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Jpmorgan Chase Bank, N.A. | Chicago | IL | 07/2026 | Present |
| J.P. Morgan Securities Llc | Chicago | IL | 07/2026 | Present |
| University Of Chicago Booth School Of Business | Chicago | IL | 08/2024 | 06/2026 |
| United States Army | San Antonio | TX | 11/2022 | 08/2024 |
| United States Army | Fort Huachuca | AZ | 01/2022 | 11/2022 |
| United States Army | Birmingham | AL | 06/2020 | 01/2022 |
| United States Army | Ft. Lewis | WA | 08/2018 | 06/2020 |
| United States Army | Fort Benning | GA | 05/2017 | 08/2018 |
| Unemployed | West Point | NY | 06/2013 | 04/2017 |
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2026-07-02 |
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