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Leo Wang

J.P. Morgan Securities LLC

Walnut Creek, CA

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Current Employers
J.P. Morgan Securities Llc

270 Park Avenue, New York, NY 10017 • United States

Current Registrations

AuthorityCategoryStatusDate
CA RA APPROVED 2026-08-24
TX RA APPROVED 2026-08-24
  • CA RA
    APPROVED
    Since 2026-08-24
  • TX RA
    APPROVED
    Since 2026-08-24

Branch Locations

1656 N. California Blvd, Floor 3, Walnut Creek, CA 94596 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Jpmorgan Chase Bank, N.A. Walnut Creek CA 07/2026 Present
J.P. Morgan Securities Llc Walnut Creek CA 07/2026 Present
Unemployed Seattle WA 05/2026 06/2026
University Of Washington Seattle WA 08/2022 05/2026
J.P. Morgan Private Bank Seattle WA 06/2025 08/2025
Andersen Seattle WA 06/2024 08/2024
Ishoni Yakiniku Seattle WA 01/2024 05/2024
Uw Foster Schl Of Biz/Unv Of Washington Seattle WA 03/2023 10/2023
H Mart (Melloway Market Llc) Seattle WA 09/2022 03/2023
Unemployed Pleasanton CA 07/2022 07/2022
Callippe Preserve Golf Course Pleasanton CA 09/2020 06/2022
Unemployed Pleasanton CA 07/2016 08/2020
  • 07/2026 → Present
    Jpmorgan Chase Bank, N.A.
    Walnut Creek, CA
  • 07/2026 → Present
    J.P. Morgan Securities Llc
    Walnut Creek, CA
  • 05/2026 → 06/2026
    Unemployed
    Seattle, WA
  • 08/2022 → 05/2026
    University Of Washington
    Seattle, WA
  • 06/2025 → 08/2025
    J.P. Morgan Private Bank
    Seattle, WA
  • 06/2024 → 08/2024
    Andersen
    Seattle, WA
  • 01/2024 → 05/2024
    Ishoni Yakiniku
    Seattle, WA
  • 03/2023 → 10/2023
    Uw Foster Schl Of Biz/Unv Of Washington
    Seattle, WA
  • 09/2022 → 03/2023
    H Mart (Melloway Market Llc)
    Seattle, WA
  • 07/2022 → 07/2022
    Unemployed
    Pleasanton, CA
  • 09/2020 → 06/2022
    Callippe Preserve Golf Course
    Pleasanton, CA
  • 07/2016 → 08/2020
    Unemployed
    Pleasanton, CA
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2026-08-22
  • S66 Uniform Combined State Law Examination
    2026-08-22
Other Names
  • Leo Tc Wang

View on SEC IAPD

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Other Offices

USCF ADVISERS · WALNUT CREEK, CA
BURTON ENRIGHT WELCH · WALNUT CREEK, CA
WEALTH ENHANCEMENT ADVISORY SERVICES, LLC · WALNUT CREEK, CA
WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC · WALNUT CREEK, CA
SAVANT WEALTH MANAGEMENT · Walnut Creek, CA
ONE CAPITAL MANAGEMENT, LLC · Walnut Creek, CA
ROCKEFELLER FINANCIAL LLC · Walnut Creek, CA
OSAIC WEALTH, INC. · WALNUT CREEK, CA

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