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Current Employers
Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2022-03-25
  • TX RA
    APPROVED
    Since 2022-03-25

Branch Locations

13355 Noel Rd, Dallas, TX 75240 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Edward Jones St Louis MO 01/2017 03/2022
Stacy Furniture And Design Allen TX 09/2016 12/2016
New York Life Dallas TX 08/2016 12/2016
Merrill Lynch, Pierce, Fenner & Smith Incorporated Frisco TX 03/2022 Present
Bank Of America, N.A. Frisco TX 05/2022 Present
Previous Registrations
  • 2017-06-09 → 2022-03-28
    Heath, TX
    St Louis, MO
    Heath, TX
    Rockwall, TX
    Rockwall, TX
    Rowlett, TX
Other Businesses

"Mouse and Pod Children's book series Type of business: Children's Books Heath, TX Start date: 2/11/2016 Author, Owner Hours per week: 1 Hours during trading: 0 This book was just recently published" I*795300 For profit or not for profit: Entity For Profit Name of outside business organization: Mouse and Pod Investment related: N Address of business: Rowlett, Texas, 75089 Nature of business: Limited Liability Company Position, title, association: Owner Start date of relationship: 6/5/2016 Number of hours devoted: 1 hour(s) Weekly Number of hours devoted during trading hours: 0 Duties: , It is a children's book I wrote in 2016. I have it for sale on Amazon. It was written to promote Inclusivity. I*: 2165284 Entity Type: Charitable Name of OBA: Women's Business Council Southwest Address: Irving, TX 75038 Investment Related: No Position, Title, Association: Board Member Employee Start Date: 01/30/2025 Number of Hours: 5 hrs wkly Number of Hours during trading: 1 hr wkly Duties: Facilitating and strengthening opportunities between women-owned businesses, corporate America and the government.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2017-04-08
  • S66 Uniform Combined State Law Examination
    2017-04-08
Other Names
  • Courtney Leigh Hardin

View on SEC IAPD

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