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Foundations Investment Advisors LLC CRD 175083
$10.1B regulatory AUM
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
4050 E. Cotton Center Blvd. Suite 40, Phoenix, AZ 85040 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| MO | RA | APPROVED | 2026-07-22 |
Branch Locations
3271 E Battlefield Rd Ste 260, Springfield, MO 65804 • United States
4050 E. Cotton Center Blvd. Suite 40, Phoenix, AZ 85040 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Stateline Plaza Restaurant | Thayer | MO | 06/2023 | 09/2023 |
| Alton Bank | Alton | MO | 09/2023 | 05/2024 |
| Table Rock Community Bank | Springfield | MO | 06/2024 | 04/2025 |
| Compass Financial | Springfield | MO | 08/2025 | Present |
| Foundations Investment Advisors, Llc | Springfield | MO | 07/2026 | Present |
| Unemployed | Springfield | MO | 04/2025 | 08/2025 |
| Interlochen Arts Academy | Interlochen | MI | 08/2020 | 05/2021 |
| Thayer Elementary School | Fort Leonard Wood | MO | 08/2016 | 05/2020 |
| Thayer Senior High School | Thayer | MO | 08/2021 | 05/2024 |
04/2025 - UCC REALTY – UNITED COUNTRY COZORT REALTY - NOT INVESTMENT RELATED - 27 OLD HIGHWAY 63, THAYER, MO; SALESPERSON; APPROX. 0 HOURS/MO. DURING TRADING HOURS; REAL ESTATE SALES SERVICES; DUTIES INCLUDE ASSISTING CLIENTS WITH THE PURCHASE AND SALE OF RESIDENTIAL REAL ESTATE. 07/2025 - INSURANCE AGENCY - INVESTMENT RELATED - 3271 E BATTLEFIELD RD., STE. 260, SPRINGFIELD, MO 65804; INSURANCE AGENT; APPROX. 0 HOURS/MO. DURING TRADING HOURS; INSURANCE SERVICES; DUTIES INCLUDE ASSISTING CLIENTS WITH THE PURCHASE OF INSURANCE PRODUCTS; INSURANCE LICENSED 07/2025.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2026-06-30 |
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