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Yifei Chai

J.P. Morgan Securities LLC

San Francisco, CA

CRD 8314479

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Employer firm

J.p. Morgan Securities LLC CRD 79

$430B regulatory AUM 407,036 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (institutions)
  • Pension consulting
  • Selection of other advisers

From the firm’s Form ADV. Read the guides:

Current Employers
J.P. Morgan Securities Llc

270 Park Avenue, New York, NY 10017 • United States

Current Registrations

AuthorityCategoryStatusDate
CA RA APPROVED 2026-08-24
TX RA APPROVED 2026-08-24
  • CA RA
    APPROVED
    Since 2026-08-24
  • TX RA
    APPROVED
    Since 2026-08-24

Branch Locations

560 Mission St Floor 22, San Francisco, CA 94105 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
J.P. Morgan Securities Llc San Francisco CA 07/2026 Present
Jpmorgan Chase Bank, N.A. San Francisco CA 07/2026 Present
Unemployed Baltimore MD 09/2025 06/2026
Jpmorgan Chase Bank, N.A. San Francisco CA 06/2025 08/2025
Unemployed Baltimore MD 09/2024 05/2025
Huatai United Securities Beijing 06/2024 08/2024
Unemployed Baltimore MD 09/2023 05/2024
Huagai Capital Beijing 06/2023 08/2023
Unemployed Baltimore MD 07/2016 05/2023
  • 07/2026 → Present
    J.P. Morgan Securities Llc
    San Francisco, CA
  • 07/2026 → Present
    Jpmorgan Chase Bank, N.A.
    San Francisco, CA
  • 09/2025 → 06/2026
    Unemployed
    Baltimore, MD
  • 06/2025 → 08/2025
    Jpmorgan Chase Bank, N.A.
    San Francisco, CA
  • 09/2024 → 05/2025
    Unemployed
    Baltimore, MD
  • 06/2024 → 08/2024
    Huatai United Securities
    Beijing
  • 09/2023 → 05/2024
    Unemployed
    Baltimore, MD
  • 06/2023 → 08/2023
    Huagai Capital
    Beijing
  • 07/2016 → 05/2023
    Unemployed
    Baltimore, MD
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2026-08-22
  • S66 Uniform Combined State Law Examination
    2026-08-22

View on SEC IAPD

Nearby Firms

FORT POINT CAPITAL PARTNERS LLC
DIVISAR CAPITAL MANAGEMENT, LLC
CHARLES SCHWAB & CO., INC.

Nearby Investors

TIMOTHY TODD MCDOWELL
JOHN HUGH MCDEVITT
JOSEPH WADE PITTS

Nearby Offices

FORT POINT CAPITAL PARTNERS LLC · SAN FRANCISCO, CA
DIVISAR CAPITAL MANAGEMENT, LLC · SAN FRANCISCO, CA
CHARLES SCHWAB & CO., INC. · San Francisco, CA

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