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Thomas Carter Neil

J.P. Morgan Securities LLC

Tampa, FL

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Current Employers
J.P. Morgan Securities Llc

270 Park Avenue, New York, NY 10017 • United States

Current Registrations

AuthorityCategoryStatusDate
FL RA APPROVED 2026-08-20
TX RA APPROVED 2026-08-19
  • FL RA
    APPROVED
    Since 2026-08-20
  • TX RA
    APPROVED
    Since 2026-08-19

Branch Locations

100 N Tampa St Floor 33, Tampa, FL 33602 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
J.P. Morgan Securities Llc Tampa FL 07/2026 Present
Jpmorgan Chase Bank, N.A. Tampa FL 07/2026 Present
Unemployed Auburn AL 08/2025 06/2026
Jpmorganchase Tampa FL 06/2025 08/2025
Unemployed Auburn AL 07/2024 06/2025
Lcg Advisors Tampa FL 05/2024 07/2024
Unemployed Auburn AL 08/2023 05/2024
First Housing Development Corporation Tampa FL 05/2023 08/2023
Unemployed Auburn AL 06/2022 05/2023
Pane Rustica Restaurant Tampa FL 07/2021 06/2022
Salt Pines Llc Tampa FL 11/2020 09/2021
Unemployed Tampa FL 06/2016 10/2020
  • 07/2026 → Present
    J.P. Morgan Securities Llc
    Tampa, FL
  • 07/2026 → Present
    Jpmorgan Chase Bank, N.A.
    Tampa, FL
  • 08/2025 → 06/2026
    Unemployed
    Auburn, AL
  • 06/2025 → 08/2025
    Jpmorganchase
    Tampa, FL
  • 07/2024 → 06/2025
    Unemployed
    Auburn, AL
  • 05/2024 → 07/2024
    Lcg Advisors
    Tampa, FL
  • 08/2023 → 05/2024
    Unemployed
    Auburn, AL
  • 05/2023 → 08/2023
    First Housing Development Corporation
    Tampa, FL
  • 06/2022 → 05/2023
    Unemployed
    Auburn, AL
  • 07/2021 → 06/2022
    Pane Rustica Restaurant
    Tampa, FL
  • 11/2020 → 09/2021
    Salt Pines Llc
    Tampa, FL
  • 06/2016 → 10/2020
    Unemployed
    Tampa, FL
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2026-07-02
  • S66 Uniform Combined State Law Examination
    2026-07-02
Other Names
  • Carter Neil

View on SEC IAPD

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