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Andrew Friedman

J.P. Morgan Securities LLC

Greenwich, CT

CRD 8313085

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Employer firm

J.p. Morgan Securities LLC CRD 79

$430B regulatory AUM 407,036 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (institutions)
  • Pension consulting
  • Selection of other advisers

From the firm’s Form ADV. Read the guides:

Current Employers
J.P. Morgan Securities Llc

270 Park Avenue, New York, NY 10017 • United States

Current Registrations

AuthorityCategoryStatusDate
CT RA APPROVED 2026-07-29
TX RA APPROVED 2026-07-29
  • CT RA
    APPROVED
    Since 2026-07-29
  • TX RA
    APPROVED
    Since 2026-07-29

Branch Locations

100 W Putnam Ave Floor 04, Greenwich, CT 06830 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Jpmorgan Chase Bank, N.A. Greenwich CT 07/2026 Present
J.P. Morgan Securities Llc Greenwich CT 07/2026 Present
Unemployed Fairfield CT 05/2026 06/2026
University Of Michigan, Ross School Of Business Fairfield CT 08/2023 04/2026
Jpmorgan Chase Bank, N.A. Greenwich CT 06/2025 08/2025
Palantir Technologies New York NY 07/2024 05/2025
Us Army Fort Bragg NC 01/2018 06/2024
Arizona State University Remote AZ 06/2022 08/2022
Zs Associates New York NY 05/2016 01/2018
  • 07/2026 → Present
    Jpmorgan Chase Bank, N.A.
    Greenwich, CT
  • 07/2026 → Present
    Greenwich, CT
  • 05/2026 → 06/2026
    Unemployed
    Fairfield, CT
  • 08/2023 → 04/2026
    University Of Michigan, Ross School Of Business
    Fairfield, CT
  • 06/2025 → 08/2025
    Jpmorgan Chase Bank, N.A.
    Greenwich, CT
  • 07/2024 → 05/2025
    Palantir Technologies
    New York, NY
  • 01/2018 → 06/2024
    Us Army
    Fort Bragg, NC
  • 06/2022 → 08/2022
    Arizona State University
    Remote, AZ
  • 05/2016 → 01/2018
    Zs Associates
    New York, NY
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2026-06-19
  • S66 Uniform Combined State Law Examination
    2026-06-19
Other Names
  • Andrew S Friedman

View on SEC IAPD

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