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J.p. Morgan Securities LLC CRD 79
$430B regulatory AUM 407,036 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
270 Park Avenue, New York, NY 10017 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CT | RA | APPROVED | 2026-07-29 |
| TX | RA | APPROVED | 2026-07-29 |
Branch Locations
100 W Putnam Ave Floor 04, Greenwich, CT 06830 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Jpmorgan Chase Bank, N.A. | Greenwich | CT | 07/2026 | Present |
| J.P. Morgan Securities Llc | Greenwich | CT | 07/2026 | Present |
| Unemployed | Fairfield | CT | 05/2026 | 06/2026 |
| University Of Michigan, Ross School Of Business | Fairfield | CT | 08/2023 | 04/2026 |
| Jpmorgan Chase Bank, N.A. | Greenwich | CT | 06/2025 | 08/2025 |
| Palantir Technologies | New York | NY | 07/2024 | 05/2025 |
| Us Army | Fort Bragg | NC | 01/2018 | 06/2024 |
| Arizona State University | Remote | AZ | 06/2022 | 08/2022 |
| Zs Associates | New York | NY | 05/2016 | 01/2018 |
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2026-06-19 |
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