Best Investors Account Sign in
Current Employers
James River Asset Management, Llc

15521 Midlothian Tnpk. Suite 100, Midlothian, VA 23113 • United States

Current Registrations

AuthorityCategoryStatusDate
VA RA APPROVED 2023-01-12
  • VA RA
    APPROVED
    Since 2023-01-12

Branch Locations

15521 Midlothian Tnpk. Suite 100, Midlothian, VA 23113 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Foresters Financial Services Glen Allen VA 09/2016 02/2017
Virginia Commonwealth University Richmond VA 08/2012 05/2019
Foresters Financial Services Glen Allen VA 02/2017 06/2019
Foresters Advisory Services Glen Allen VA 05/2018 06/2019
Cetera Investment Advisers Llc Glen Allen VA 06/2019 06/2021
Cetera Investment Services Llc St. Cloud MN 06/2019 06/2021
J.W. Cole Financial, Inc. Tampa FL 06/2021 Present
  • 09/2016 → 02/2017
    Foresters Financial Services
    Glen Allen, VA
  • 08/2012 → 05/2019
    Virginia Commonwealth University
    Richmond, VA
  • 02/2017 → 06/2019
    Foresters Financial Services
    Glen Allen, VA
  • 05/2018 → 06/2019
    Foresters Advisory Services
    Glen Allen, VA
  • 06/2019 → 06/2021
    Glen Allen, VA
  • 06/2019 → 06/2021
    Cetera Investment Services Llc
    St. Cloud, MN
  • 06/2021 → Present
    J.W. Cole Financial, Inc.
    Tampa, FL
Previous Registrations
Other Businesses

(1) James River Wealth Advisors - DBA; Investment related; 15521 Midlothian Turnpike, Ste 100, Midlothian, VA 23113; Senior Financial Advisor; Financial Planning and advising; Start 1982; 0 hrs and 0 hrs during trading hours. (2) James River Asset Management LLC - DBA; Investment Related; 15521 Midlothian Turpike, Ste 100, Midlothian, VA 23113; RIA/Financial Planning Specialist; Financial Planning for families and businesses; Start 5/1995; 160 hrs and 160 hrs during trading. (3) Fixed Insurance - Non-Investment Related; 15521 Midlothain Turnpike, Suite 100, Midlothian, VA 23113; Insurance Agent; Start date 11/22/2022; 0 hours a month, 0 hours during trading hours

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2018-05-24
S63 Uniform Securities Agent State Law Examination 2016-10-07
  • S65 Uniform Investment Adviser Law Examination
    2018-05-24
  • S63 Uniform Securities Agent State Law Examination
    2016-10-07
Designations

View on SEC IAPD

Other Firms

Other Investors

Other Offices

More in Midlothian, VA

Reviews

Want to share your experience?

Sign in to leave a review
Loading reviews...

Reach out to this advisor