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15521 Midlothian Tnpk. Suite 100, Midlothian, VA 23113 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| VA | RA | APPROVED | 2023-01-12 |
Branch Locations
15521 Midlothian Tnpk. Suite 100, Midlothian, VA 23113 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Foresters Financial Services | Glen Allen | VA | 09/2016 | 02/2017 |
| Virginia Commonwealth University | Richmond | VA | 08/2012 | 05/2019 |
| Foresters Financial Services | Glen Allen | VA | 02/2017 | 06/2019 |
| Foresters Advisory Services | Glen Allen | VA | 05/2018 | 06/2019 |
| Cetera Investment Advisers Llc | Glen Allen | VA | 06/2019 | 06/2021 |
| Cetera Investment Services Llc | St. Cloud | MN | 06/2019 | 06/2021 |
| J.W. Cole Financial, Inc. | Tampa | FL | 06/2021 | Present |
(1) James River Wealth Advisors - DBA; Investment related; 15521 Midlothian Turnpike, Ste 100, Midlothian, VA 23113; Senior Financial Advisor; Financial Planning and advising; Start 1982; 0 hrs and 0 hrs during trading hours. (2) James River Asset Management LLC - DBA; Investment Related; 15521 Midlothian Turpike, Ste 100, Midlothian, VA 23113; RIA/Financial Planning Specialist; Financial Planning for families and businesses; Start 5/1995; 160 hrs and 160 hrs during trading. (3) Fixed Insurance - Non-Investment Related; 15521 Midlothain Turnpike, Suite 100, Midlothian, VA 23113; Insurance Agent; Start date 11/22/2022; 0 hours a month, 0 hours during trading hours
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2018-05-24 |
| S63 | Uniform Securities Agent State Law Examination | 2016-10-07 |
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