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J.p. Morgan Securities LLC CRD 79
$430B regulatory AUM 407,036 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
270 Park Avenue, New York, NY 10017 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CT | RA | APPROVED | 2026-08-21 |
| TX | RA | APPROVED | 2026-08-21 |
Branch Locations
100 W Putnam Ave Floor 04, Greenwich, CT 06830 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| J.P. Morgan Securities Llc | Cincinnati | OH | 07/2026 | Present |
| Jpmorgan Chase Bank, N.A. | Cincinnati | OH | 07/2026 | Present |
| Premier Lacrosse League | El Segundo | CA | 06/2026 | Present |
| Unemployed | Derry | NH | 09/2025 | 06/2026 |
| Kraft Group & Afilliates, Gillette Stadium | Foxborough | MA | 05/2025 | 08/2025 |
| Unemployed | Derry | NH | 09/2023 | 04/2025 |
| Hoodkroft Country Club | Derry | NH | 05/2023 | 08/2023 |
| Unemployed | Derry | NH | 07/2016 | 04/2023 |
NAME OF OTHER BUSINESS:Premier Lacrosse League IS THIS OTHER BUSINESS INVESTMENT RELATED?:No ADDRESS:222 Pacific Coast Hwy,EL SEGUNDO,CA,90245,USA NATURE OF OTHER BUSINESS:Professional Athletics - Lacrosse Player YOUR POSITION, TITLE, OR RELATIONSHIP WITH THIS OTHER BUSINESS:Independent contractor or employee of another company START DATE OF YOUR RELATIONSHIP:2026-06-02 APPROXIMATE NUMBER OF HOURS/MONTH YOU DEVOTE TO THE OTHER BUSINESS:Approximately 10–20 hours NUMBER OF HOURS DEVOTED TO THE OTHER BUSINESS DURING SECURITIES TRADING HOURS:0 BRIEFLY DESCRIBE YOUR DUTIES RELATING TO THE OTHER BUSINESS:Compete as a professional lacrosse player; participate in training, practices, games, travel, team/league events, and related promotional activities. IS THIS A RESIDENTIAL ADDRESS?:No
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2026-08-21 |
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