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LPl Financial LLC CRD 6413
$819B regulatory AUM 209,600 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| SC | RA | APPROVED | 2011-10-11 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Citizens Bank | Sumter | SC | 12/2003 | Present |
| Lpl Financial Llc | Sumter | SC | 12/2003 | Present |
1. 11/21/2011 - BANK DUTIES / THE CITIZENS BANK
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2001-02-14 |
| S63 | Uniform Securities Agent State Law Examination | 1998-12-30 |
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