Richard Hastings Englefield

Employer firm

Merrill Lynch, Pierce, Fenner & Smith Incorporated CRD 7691

$1.78T regulatory AUM 16,844 advisory clients

Reported services (Item 5G)

• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Educational seminars
• PERFORMANCE MEASUREMENT REPORTS, ALLOCATION MODELING, IPS, RESEARCH REPORTS AND SERVICES, SEE SCHEDULE D

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 07/2024 → Present
  Merrill Lynch, Pierce, Fenner & Smith Incorporated
  Parma, OH
• 07/2025 → 06/2026
  Bank Of America
  Westlake, OH
• 07/2024 → 07/2025
  Bank Of America
  Cleveland, OH
• 02/2023 → 07/2024
  Park National Bank
  Worthington , OH
• 01/2022 → 02/2023
  Park National Bank
  Newark, OH
• 08/2020 → 01/2022
  Heidelberg University
  Tiffin, OH
• 03/2020 → 08/2020
  Unemployed
  Newark, OH
• 09/2019 → 03/2020
  Best Buy
  Heath, OH
• 06/2019 → 09/2019
  Moundbuilders Country Club
  Newark, OH
• 02/2017 → 06/2019
  Five Guys
  Heath, OH
• 01/2016 → 02/2017
  Unemployed
  Newark, OH
• 12/2020 → 04/2021
  Kroger
  Heath, OH
• 05/2018 → 09/2019
  Subway
  Granville, OH
• 07/2026 → Present
  Bank Of America, N.A.
  Parma, OH

Exams

• S66 Uniform Combined State Law Examination
  2026-08-24

Other Names

• Ricky Englefield
• Rick Englefield
• Richard Hastings Englefield