Charles Edward Wagner

$1.78T regulatory AUM 16,844 advisory clients

Reported services (Item 5G)

Portfolio management (individuals)
Portfolio management (institutions)
Pension consulting
Selection of other advisers
Educational seminars
PERFORMANCE MEASUREMENT REPORTS, ALLOCATION MODELING, IPS, RESEARCH REPORTS AND SERVICES, SEE SCHEDULE D

From the firm’s Form ADV. Read the guides:

One Bryant Park, New York, NY 10036 • United States

Current Registrations

Authority	Category	Status	Date
TX	RA	APPROVED	2026-08-07
CO	RA	APPROVED	2026-07-29

Branch Locations

No disclosure categories reported as “Yes” on this SEC record.

Organization	City	State	From	To
Merrill Lynch, Pierce, Fenner & Smith Incorporated	Greenwood Village	CO	06/2026	Present
Keybank	Parker	CO	05/2025	08/2025
Ravenna Country Club	Littleton	CO	04/2019	08/2024
Theo's	Fayetteville	AR	01/2024	09/2024
Whole Foods	Fayetteville	AR	08/2025	11/2025
Safeway	Littleton	CO	03/2020	03/2020
University Of Arkansas	Fayetteville	AR	08/2022	12/2025
Unemployed	Littleton	CO	12/2025	06/2026
Thunder Ridge High School	Highlands Ranch	CO	07/2016	04/2019
Bank Of America, N.A.	Greenwood Village	CO	07/2026	Present

06/2026 → Present

Merrill Lynch, Pierce, Fenner & Smith Incorporated

Greenwood Village, CO
05/2025 → 08/2025

Keybank

Parker, CO
04/2019 → 08/2024

Ravenna Country Club

Littleton, CO
01/2024 → 09/2024

Theo's

Fayetteville, AR
08/2025 → 11/2025

Whole Foods

Fayetteville, AR
03/2020 → 03/2020

Safeway

Littleton, CO
08/2022 → 12/2025

University Of Arkansas

Fayetteville, AR
12/2025 → 06/2026

Unemployed

Littleton, CO
07/2016 → 04/2019

Thunder Ridge High School

Highlands Ranch, CO
07/2026 → Present

Bank Of America, N.A.

Greenwood Village, CO

Code	Exam	Date
S66	Uniform Combined State Law Examination	2026-04-24