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Merrill Lynch, Pierce, Fenner & Smith Incorporated CRD 7691
$1.78T regulatory AUM 16,844 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
One Bryant Park, New York, NY 10036 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NY | RA | APPROVED | 2026-07-31 |
Branch Locations
One Bryant Park, New York, NY 10036 • UNITED STATES
225 Liberty St, New York, NY 10281 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | New York | NY | 06/2026 | Present |
| Blackstone | New York | NY | 06/2022 | 07/2025 |
| Unemployed | N/A | XX | 07/2025 | 06/2026 |
| Georgetown University | Washington | DC | 08/2018 | 06/2022 |
| Hn Capital Partners | Dallas | TX | 06/2020 | 08/2020 |
| Building And Land Technology, Green Hollow Capital Partners | New York | NY | 06/2021 | 08/2021 |
| Global Medical Reit (Nyse: Gmre) | N/A | XX | 01/2021 | 05/2021 |
| United States Senate | Washington | DC | 05/2019 | 08/2019 |
| Episcopal High School | Baton Rouge | LA | 08/2014 | 08/2018 |
| Senate | Washington | DC | 06/2019 | 08/2019 |
| Beausoleil | Baton Rouge | LA | 10/2016 | 03/2017 |
| Bank Of America, N.A. | New York | NY | 08/2026 | Present |
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2026-02-11 |
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