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Employer firm

Merrill Lynch, Pierce, Fenner & Smith Incorporated CRD 7691

$1.78T regulatory AUM 16,844 advisory clients

Reported services (Item 5G)

  • Portfolio management (individuals)
  • Portfolio management (institutions)
  • Pension consulting
  • Selection of other advisers
  • Educational seminars
  • PERFORMANCE MEASUREMENT REPORTS, ALLOCATION MODELING, IPS, RESEARCH REPORTS AND SERVICES, SEE SCHEDULE D

From the firm’s Form ADV. Read the guides:

Current Employers
Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

AuthorityCategoryStatusDate
NY RA APPROVED 2026-07-31
  • NY RA
    APPROVED
    Since 2026-07-31

Branch Locations

One Bryant Park, New York, NY 10036 • UNITED STATES

225 Liberty St, New York, NY 10281 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Merrill Lynch, Pierce, Fenner & Smith Incorporated New York NY 06/2026 Present
Blackstone New York NY 06/2022 07/2025
Unemployed N/A XX 07/2025 06/2026
Georgetown University Washington DC 08/2018 06/2022
Hn Capital Partners Dallas TX 06/2020 08/2020
Building And Land Technology, Green Hollow Capital Partners New York NY 06/2021 08/2021
Global Medical Reit (Nyse: Gmre) N/A XX 01/2021 05/2021
United States Senate Washington DC 05/2019 08/2019
Episcopal High School Baton Rouge LA 08/2014 08/2018
Senate Washington DC 06/2019 08/2019
Beausoleil Baton Rouge LA 10/2016 03/2017
Bank Of America, N.A. New York NY 08/2026 Present
  • 06/2026 → Present
    New York, NY
  • 06/2022 → 07/2025
    Blackstone
    New York, NY
  • 07/2025 → 06/2026
    Unemployed
    N/A, XX
  • 08/2018 → 06/2022
    Georgetown University
    Washington, DC
  • 06/2020 → 08/2020
    Hn Capital Partners
    Dallas, TX
  • 06/2021 → 08/2021
    Building And Land Technology, Green Hollow Capital Partners
    New York, NY
  • 01/2021 → 05/2021
    Global Medical Reit (Nyse: Gmre)
    N/A, XX
  • 05/2019 → 08/2019
    United States Senate
    Washington, DC
  • 08/2014 → 08/2018
    Episcopal High School
    Baton Rouge, LA
  • 06/2019 → 08/2019
    Senate
    Washington, DC
  • 10/2016 → 03/2017
    Beausoleil
    Baton Rouge, LA
  • 08/2026 → Present
    Bank Of America, N.A.
    New York, NY
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2026-02-11
  • S66 Uniform Combined State Law Examination
    2026-02-11
Other Names
  • Louise Q Andreeff

View on SEC IAPD

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