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Employer firm

Merrill Lynch, Pierce, Fenner & Smith Incorporated CRD 7691

$1.78T regulatory AUM 16,844 advisory clients

Reported services (Item 5G)

  • Portfolio management (individuals)
  • Portfolio management (institutions)
  • Pension consulting
  • Selection of other advisers
  • Educational seminars
  • PERFORMANCE MEASUREMENT REPORTS, ALLOCATION MODELING, IPS, RESEARCH REPORTS AND SERVICES, SEE SCHEDULE D

From the firm’s Form ADV. Read the guides:

Current Employers
Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

AuthorityCategoryStatusDate
IL RA APPROVED 2026-08-27
  • IL RA
    APPROVED
    Since 2026-08-27

Branch Locations

One Bryant Park, New York, NY 10036 • UNITED STATES

1315 Lake Cook Rd, Northbrook, IL 60062 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Merrill Lynch, Pierce, Fenner & Smith Incorporated Northbrook IL 06/2026 Present
North Shore Bank Mchenry IL 06/2025 06/2026
Unemployed Crystal Lake IL 05/2025 06/2025
Health Conservation Inc. Rockford IL 05/2023 05/2025
Texas State University San Marcos TX 08/2020 05/2025
Deckhands Oyster Bar Austin TX 05/2024 05/2025
Cedar Ridge High School Round Rock TX 08/2016 05/2020
Surefire Event Staff Austin TX 12/2020 02/2022
Favor Delivery Round Rock TX 12/2020 10/2021
Aend Industries Hutto TX 05/2021 08/2021
Unemployed Round Rock TX 01/2016 05/2020
Bj’s Restaurants, Inc Round Rock TX 01/2024 05/2024
Bank Of America, N.A. Northbrook IL 07/2026 Present
  • 06/2026 → Present
    Northbrook, IL
  • 06/2025 → 06/2026
    North Shore Bank
    Mchenry, IL
  • 05/2025 → 06/2025
    Unemployed
    Crystal Lake , IL
  • 05/2023 → 05/2025
    Health Conservation Inc.
    Rockford , IL
  • 08/2020 → 05/2025
    Texas State University
    San Marcos , TX
  • 05/2024 → 05/2025
    Deckhands Oyster Bar
    Austin, TX
  • 08/2016 → 05/2020
    Cedar Ridge High School
    Round Rock , TX
  • 12/2020 → 02/2022
    Surefire Event Staff
    Austin , TX
  • 12/2020 → 10/2021
    Favor Delivery
    Round Rock , TX
  • 05/2021 → 08/2021
    Aend Industries
    Hutto , TX
  • 01/2016 → 05/2020
    Unemployed
    Round Rock, TX
  • 01/2024 → 05/2024
    Bj’s Restaurants, Inc
    Round Rock, TX
  • 07/2026 → Present
    Bank Of America, N.A.
    Northbrook, IL
Other Businesses

I*4782286, Entity Type Entity For Profit, Name of OBA: Dibari Collective Address: Crystal Lake Illinois 60014 Investment Related:No Position, Title, Association: Other Employee Start Date: 01/01/2026 No Hours: 0 No Hours during trading: 0 Duties:I have no responsibilities within the ebay business. This is an ebay business account ran by my mom, she had me as a signer on the account just in case. She sells clothing items and collectables. I do not receive any compensation, nor participate in any business activities.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2026-08-27
  • S66 Uniform Combined State Law Examination
    2026-08-27
Other Names
  • Michael N Dibari

View on SEC IAPD

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