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Merrill Lynch, Pierce, Fenner & Smith Incorporated CRD 7691
$1.78T regulatory AUM 16,844 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
One Bryant Park, New York, NY 10036 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| IL | RA | APPROVED | 2026-08-27 |
Branch Locations
One Bryant Park, New York, NY 10036 • UNITED STATES
1315 Lake Cook Rd, Northbrook, IL 60062 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | Northbrook | IL | 06/2026 | Present |
| North Shore Bank | Mchenry | IL | 06/2025 | 06/2026 |
| Unemployed | Crystal Lake | IL | 05/2025 | 06/2025 |
| Health Conservation Inc. | Rockford | IL | 05/2023 | 05/2025 |
| Texas State University | San Marcos | TX | 08/2020 | 05/2025 |
| Deckhands Oyster Bar | Austin | TX | 05/2024 | 05/2025 |
| Cedar Ridge High School | Round Rock | TX | 08/2016 | 05/2020 |
| Surefire Event Staff | Austin | TX | 12/2020 | 02/2022 |
| Favor Delivery | Round Rock | TX | 12/2020 | 10/2021 |
| Aend Industries | Hutto | TX | 05/2021 | 08/2021 |
| Unemployed | Round Rock | TX | 01/2016 | 05/2020 |
| Bj’s Restaurants, Inc | Round Rock | TX | 01/2024 | 05/2024 |
| Bank Of America, N.A. | Northbrook | IL | 07/2026 | Present |
I*4782286, Entity Type Entity For Profit, Name of OBA: Dibari Collective Address: Crystal Lake Illinois 60014 Investment Related:No Position, Title, Association: Other Employee Start Date: 01/01/2026 No Hours: 0 No Hours during trading: 0 Duties:I have no responsibilities within the ebay business. This is an ebay business account ran by my mom, she had me as a signer on the account just in case. She sells clothing items and collectables. I do not receive any compensation, nor participate in any business activities.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2026-08-27 |
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