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Current Employers
Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

AuthorityCategoryStatusDate
CA RA APPROVED 2026-08-03
  • CA RA
    APPROVED
    Since 2026-08-03

Branch Locations

300 Town Ctr E, Santa Maria, CA 93454 • United States

One Bryant Park, New York, NY 10036 • UNITED STATES

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Merrill Lynch, Pierce, Fenner & Smith Incorporated Santa Maria CA 12/2018 Present
Phoenix Retail Bakersfield CA 03/2019 11/2019
Bill Wright Toyota Bakersfield CA 08/2018 12/2018
Kern County Bakersfield CA 02/2018 07/2018
American Safety Company Bakersfield CA 10/2017 02/2018
Carmax Auto Bakersfield CA 08/2017 09/2017
Sears Holdings Company Bakersfield CA 07/2011 08/2017
Trinity Safely Company Bakersfield CA 09/2017 10/2017
Bank Of America, N.A. Santa Maria CA 07/2026 Present
  • 12/2018 → Present
    Santa Maria, CA
  • 03/2019 → 11/2019
    Phoenix Retail
    Bakersfield , CA
  • 08/2018 → 12/2018
    Bill Wright Toyota
    Bakersfield, CA
  • 02/2018 → 07/2018
    Kern County
    Bakersfield, CA
  • 10/2017 → 02/2018
    American Safety Company
    Bakersfield, CA
  • 08/2017 → 09/2017
    Carmax Auto
    Bakersfield, CA
  • 07/2011 → 08/2017
    Sears Holdings Company
    Bakersfield, CA
  • 09/2017 → 10/2017
    Trinity Safely Company
    Bakersfield, CA
  • 07/2026 → Present
    Bank Of America, N.A.
    Santa Maria, CA
Other Businesses

I*4798273 Entity Type: For Profit Name of OBA: Better Homes LLC Address: Bakersfield, California, 93306 Investment Related: No Position, Title, Association: General Partner/Managing Member Employee Start Date: 03/09/2022 Number of Hours: 0 Number of Hours during trading: 0 Duties: Was an LLC for my rental Property. Manage my rental Property I*4776281 Entity Type: Rental Property Name of OBA: Rental Property - 30-Jun-26 - 1 Address: Bakersfield, California, 93306 Investment Related: No Position, Title, Association: Co-owner with other family members Employee Start Date: 06/01/2022 Number of Hours: 10, Yearly Number of Hours during trading: 0 Duties:

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2026-06-15
  • S66 Uniform Combined State Law Examination
    2026-06-15

View on SEC IAPD

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