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Nicholas Sutherlin

LPl Enterprise, LLC

Indianapolis, IN

CRD 8298236

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Employer firm

LPl Enterprise, LLC CRD 8733

$24.9B regulatory AUM 12,118 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (institutions)
  • Educational seminars
  • CONSULTING AND OTHER NON-DISCRETIONARY ADVISORY SERVICES

From the firm’s Form ADV. Read the guides:

Current Employers
Lpl Enterprise, Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

AuthorityCategoryStatusDate
IN RA APPROVED 2026-08-06
  • IN RA
    APPROVED
    Since 2026-08-06

Branch Locations

8888 Keystone Crossing Suite 500, Indianapolis, IN 46240 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Edwards Royal Comfort Greencastle IN 06/2019 07/2023
Self Employed Greencastle IN 06/2021 Present
Bridges Craft Pizza And Wine Bar Greencastle IN 05/2021 06/2021
Lpl Enterprise Llc Indianapolis IN 06/2026 Present
Greencastle High School Student Greencastle IN 08/2017 05/2021
Greencastle Middle School Greencastle IN 08/2015 05/2017
Olney Central College Olney IL 08/2021 05/2022
Glendale Community College Glendale CA 08/2022 05/2023
Purdue Fort Wayne University Fort Wayne IN 08/2023 05/2024
Indiana State University Terre Haute IN 08/2024 Present
  • 06/2019 → 07/2023
    Edwards Royal Comfort
    Greencastle, IN
  • 06/2021 → Present
    Self Employed
    Greencastle, IN
  • 05/2021 → 06/2021
    Bridges Craft Pizza And Wine Bar
    Greencastle, IN
  • 06/2026 → Present
    Indianapolis, IN
  • 08/2017 → 05/2021
    Greencastle High School Student
    Greencastle, IN
  • 08/2015 → 05/2017
    Greencastle Middle School
    Greencastle, IN
  • 08/2021 → 05/2022
    Olney Central College
    Olney, IL
  • 08/2022 → 05/2023
    Glendale Community College
    Glendale, CA
  • 08/2023 → 05/2024
    Purdue Fort Wayne University
    Fort Wayne, IN
  • 08/2024 → Present
    Indiana State University
    Terre Haute, IN
Other Businesses

1. 6/17/2026 - NICHOLAS SUTHERLIN N/A Non-Variable Insurance - Non-Variable Insurance/Insurance Agency - INV REL - Greencastle IN - OBA Start date: 06/12/2026 - 160 Hour(s)/Month – 160 Hour(s) During Trading 2. 6/17/2026 - Prudential Advisors - DBA for LPL Business (entity for LPL business) - INV REL - Greencastle IN - OBA Start date: 06/12/2026 - 160 Hour(s)/Month – 160 Hour(s) During Trading 3. 6/17/2026 - Self Employed - Coach/ Sports/ Fitness - Not INV REL - Greencastle IN - OBA Start date: 06/01/2021 - 10 Hour(s)/Month – 0 Hour(s) During Trading

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2026-08-06
  • S66 Uniform Combined State Law Examination
    2026-08-06
Other Names
  • Nick Sutherlin

View on SEC IAPD

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