Anthony Richard Galicia

Employer firm

Connecticut Wealth Management, LLC CRD 154310

$4.48B regulatory AUM

Reported services (Item 5G)

Financial planning
Portfolio management (individuals)

From the firm’s Form ADV. Read the guides:

Current Employers

Connecticut Wealth Management, Llc

281 Farmington Avenue, Farmington, CT 06032-1911 • United States

Current Registrations

Authority	Category	Status	Date
CT	RA	APPROVED	2026-08-07

CT RA
APPROVED

Since 2026-08-07

Branch Locations

281 Farmington Avenue, Farmington, CT 06032-1911 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Moran Middle School	Wallingford	CT	08/2016	06/2018
Unemployed	Wallingford	CT	06/2018	08/2018
Mark T. Sheehan High School	Wallingford	CT	08/2018	06/2022
Soundview Ymca	Branford	CT	06/2021	08/2023
Ey	Hartford	CT	06/2024	08/2024
Pwc	Hartford	CT	06/2025	08/2025
University Of Connecticut	Storrs	CT	08/2022	05/2026
Connecticut Wealth Management	Farmington	CT	06/2026	Present

08/2016 → 06/2018

Moran Middle School

Wallingford, CT
06/2018 → 08/2018

Unemployed

Wallingford, CT
08/2018 → 06/2022

Mark T. Sheehan High School

Wallingford, CT
06/2021 → 08/2023

Soundview Ymca

Branford, CT
06/2024 → 08/2024

Ey

Hartford, CT
06/2025 → 08/2025

Pwc

Hartford, CT
08/2022 → 05/2026

University Of Connecticut

Storrs, CT
06/2026 → Present

Connecticut Wealth Management

Farmington, CT

Other Businesses

Sole Proprietor business since 2017, non-investment related. Approximately 15 hours monthly. It is a reselling business centered around sneakers, clothing, and the card industry.

Exams

Code	Exam	Date
S65	Uniform Investment Adviser Law Examination	2026-08-07

S65 Uniform Investment Adviser Law Examination

2026-08-07

View on SEC IAPD