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J.p. Morgan Securities LLC CRD 79
$430B regulatory AUM 407,036 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
270 Park Avenue, New York, NY 10017 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NY | RA | APPROVED | 2022-05-24 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Jpmorgan Chase Bank, N.A. | Melville | NY | 08/2016 | Present |
| J.P. Morgan Securities Llc | Melville | NY | 08/2016 | Present |
ACTIVITY TYPE: 1 - OUTSIDE BUSINESS ACTIVITY OR PRIVATE INVESTMENT WITH A NON-PUBLIC ENTITY NAME OF ENTITY: (SELF) POSITION: OFFICER START DATE: 3/3/2017 ADDRESS: N/A DETAILS: COSIGNED ON TWO RESIDENTIAL PROPERTIES, ONE FOR MY BROTHER AND ONE FOR A FRIEND. I PERSONALLY DO NOT RECEIVE ANY INCOME FROM THESE PROPERTIES. INVESTMENT RELATED: YES HOURS DEDICATED (per month unless otherwise indicated): 0 HOURS DURING TRADING: 0
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2022-05-02 |
| S63 | Uniform Securities Agent State Law Examination | 2016-11-14 |
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