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Diego Guzman Gomez Sanchez

Fisher Investments

Heredia

Plano, TX

CRD 8294600

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Employer firm

Fisher Investments CRD 107342

$387B regulatory AUM

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (investment companies)
  • Portfolio management (pooled vehicles)
  • Portfolio management (institutions)
  • PORTFOLIO ASSESSMENT

From the firm’s Form ADV. Read the guides:

Current Employers
Fisher Investments

6500 International Pkwy Ste 2050, Plano, TX 75093-8222 • United States

Current Registrations

AuthorityCategoryStatusDate
CA RA APPROVED 2026-07-16
  • CA RA
    APPROVED
    Since 2026-07-16

Branch Locations

Zona Franca America, Edifício E21, Sexto Piso San Francisco, Heredia 40103 • Costa Rica

6500 International Pkwy Ste 2050, Plano, TX 75093-8222 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Fisher Investments San Mateo CA 06/2026 Present
Alpine Bank Frisco CO 09/2023 10/2025
Unemployed Santa Ana 10/2025 06/2026
Country Day School Santa Ana 06/2016 06/2019
University Of California, Berkeley Berkeley CA 08/2019 08/2022
Unemployed Santa Ana 06/2019 08/2019
Unemployed Santa Ana 08/2022 09/2023
  • 06/2026 → Present
    Fisher Investments
    San Mateo, CA
  • 09/2023 → 10/2025
    Alpine Bank
    Frisco, CO
  • 10/2025 → 06/2026
    Unemployed
    Santa Ana
  • 06/2016 → 06/2019
    Country Day School
    Santa Ana
  • 08/2019 → 08/2022
    University Of California, Berkeley
    Berkeley, CA
  • 06/2019 → 08/2019
    Unemployed
    Santa Ana
  • 08/2022 → 09/2023
    Unemployed
    Santa Ana
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2026-07-16
  • S65 Uniform Investment Adviser Law Examination
    2026-07-16

View on SEC IAPD

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