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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CA | RA | APPROVED | 2026-08-14 |
Branch Locations
1731 Technology Dr Suite 600, San Jose, CA 95110 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Oregon Axe | Springfield | OR | 05/2025 | 05/2026 |
| Lane County Umpires Association | Eugene | OR | 03/2023 | 06/2023 |
| Student At The University Of Oregon | Eugene | OR | 09/2022 | Present |
| Student At Half Moon Bay High School | Half Moon Bay | CA | 08/2018 | 06/2022 |
| Student At Cunha Middle School | Half Moon Bay | CA | 08/2015 | 06/2018 |
| Lpl Enterprise Llc | San Jose | CA | 06/2026 | Present |
1. 06/08/20026 - CARLOS RUIZ, N/A Non-Variable Insurance - Non-Variable Insurance/Insurance Agency - Modesto CA - Inv Related – OBA Start Date: 06/05/2026 – 160 Hour(s)/Month – 160 Hour(s) During Trading 2. 06/08/2026 - Prudential Advisors - DBA for LPL Business (entity for LPL business) - Modesto CA - Inv Related – OBA Start Date: 06/05/2026 – 160 Hour(s)/Month – 160 Hour(s) During Trading
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2026-08-14 |
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