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Current Employers
First Heartland Consultants, Inc.

4101 Lake St. Louis Blvd, Lake St. Louis, MO 63367 • United States

Current Registrations

AuthorityCategoryStatusDate
MS RA APPROVED 2019-04-04
  • MS RA
    APPROVED
    Since 2019-04-04

Branch Locations

11 Mcneece Cr, Fulton, MS 38843 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Woodmen Of The World Life Insurance Society Omaha NE 05/2016 02/2018
Woodmen Financial Services, Inc. Omaha NE 09/2016 02/2018
First Heartland Capital Inc Lake St Louis MO 02/2018 Present
  • 05/2016 → 02/2018
    Woodmen Of The World Life Insurance Society
    Omaha, NE
  • 09/2016 → 02/2018
    Woodmen Financial Services, Inc.
    Omaha, NE
  • 02/2018 → Present
    First Heartland Capital Inc
    Lake St Louis, MO
Other Businesses

Van Wallace Insurance Agency, Investment Related, Property & Casualty Insurance Sales, AGENT/BROKER, Start Date: 02/17/2018 Covenant Financial Group, Investment Related, Marketing insurance and financial services., AGENT/BROKER, Start Date: 02/01/2018 Itawamba County Development Council, Not Investment Related, Help promote and attract new businesses to Itawamba County. Volunteer. 4 hours a month., BOARD MEMBER, Start Date: 09/01/2020 Covenant Financial of Fulton, Investment Related, Marketing insurance and financial services., AGENT/BROKER, Start Date: 02/01/2018 First Heartland Consultants, Inc., Investment Related, Investment advisory services., IAR, Start Date: 04/04/2019 J and M Family Farms, Not Investment Related, Assist family member who is farm owner with farm operations., OTHER, Start Date: 01/01/2006

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2019-03-28
S63 Uniform Securities Agent State Law Examination 2016-10-08
  • S65 Uniform Investment Adviser Law Examination
    2019-03-28
  • S63 Uniform Securities Agent State Law Examination
    2016-10-08
Other Names
  • Mike Ellis
  • John M Ellis

View on SEC IAPD

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