Best Investors Account Sign in
Current Employers
Wells Fargo Clearing Services, Llc

One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States

Current Registrations

AuthorityCategoryStatusDate
NC RA APPROVED 2026-08-24
  • NC RA
    APPROVED
    Since 2026-08-24

Branch Locations

6752 Parker Farm Dr Ste 300, Wilmington, NC 28405 • United States

3100 Dr M L King Jr Blvd, New Bern, NC 28562 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy Yes
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Wells Fargo Clearing Services, Llc New Bern NC 06/2026 Present
Wells Fargo Bank, Na New Bern NC 11/2021 Present
Ars Raleigh NC 01/2020 10/2021
Breeze Thru Cary NC 06/2018 12/2019
Local Union #3 Queens NY 10/1999 06/2018
  • 06/2026 → Present
    New Bern, NC
  • 11/2021 → Present
    Wells Fargo Bank, Na
    New Bern, NC
  • 01/2020 → 10/2021
    Ars
    Raleigh, NC
  • 06/2018 → 12/2019
    Breeze Thru
    Cary, NC
  • 10/1999 → 06/2018
    Local Union #3
    Queens, NY
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2026-08-18
S63 Uniform Securities Agent State Law Examination 2026-07-28
  • S65 Uniform Investment Adviser Law Examination
    2026-08-18
  • S63 Uniform Securities Agent State Law Examination
    2026-07-28
Other Names
  • Jeffrey Gruttadauria
  • Jeffrey Jude Gruttadauria
  • Jeffrey Avigliano

View on SEC IAPD

Other Firms

Other Investors

Other Offices

More in Wilmington, NC

Reviews

Want to share your experience?

Sign in to leave a review
Loading reviews...

Reach out to this advisor