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Wells Fargo Clearing Services, LLC CRD 19616
$671B regulatory AUM 5,302 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NC | RA | APPROVED | 2026-08-24 |
Branch Locations
6752 Parker Farm Dr Ste 300, Wilmington, NC 28405 • United States
3100 Dr M L King Jr Blvd, New Bern, NC 28562 • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Wells Fargo Clearing Services, Llc | New Bern | NC | 06/2026 | Present |
| Wells Fargo Bank, Na | New Bern | NC | 11/2021 | Present |
| Ars | Raleigh | NC | 01/2020 | 10/2021 |
| Breeze Thru | Cary | NC | 06/2018 | 12/2019 |
| Local Union #3 | Queens | NY | 10/1999 | 06/2018 |
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2026-08-18 |
| S63 | Uniform Securities Agent State Law Examination | 2026-07-28 |
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