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Current Employers
Rbc Capital Markets, Llc

200 Vesey St., New York, NY 10281 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2026-01-06
UT RA APPROVED 2026-01-06
  • TX RA
    APPROVED_RES
    Since 2026-01-06
  • UT RA
    APPROVED
    Since 2026-01-06

Branch Locations

Hurricane, UT • United States

1260 E Stringham Avenue Suite 300, Salt Lake City, UT 84106-2963 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy Yes
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Merrill Lynch, Pierce, Fenner & Smith Incorporated Salt Lake City UT 08/2016 01/2026
Bank Of America, N.A. Salt Lake City UT 04/2017 01/2026
Rbc Capital Markets, Llc Salt Lake City UT 01/2026 Present
Previous Registrations
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2016-12-27
  • S66 Uniform Combined State Law Examination
    2016-12-27
Other Names
  • Tyler Sutherland

View on SEC IAPD

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