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200 Vesey St., New York, NY 10281 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2026-01-06 |
| UT | RA | APPROVED | 2026-01-06 |
Branch Locations
1260 E Stringham Avenue Suite 300, Salt Lake City, UT 84106-2963 • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | Salt Lake City | UT | 08/2016 | 01/2026 |
| Bank Of America, N.A. | Salt Lake City | UT | 04/2017 | 01/2026 |
| Rbc Capital Markets, Llc | Salt Lake City | UT | 01/2026 | Present |
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2016-12-27 |
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