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Steven Mclaurin Etoch

Stephens

Dallas, TX

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Current Employers
Stephens

111 Center St, Little Rock, AR 72201 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2022-08-04
  • TX RA
    APPROVED
    Since 2022-08-04

Branch Locations

200/300 Crescent Court, Dallas, TX 75201 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Morgan Stanley Louisville KY 08/2016 06/2017
Unemployed Dallas TX 06/2017 08/2017
Smu Dallas TX 08/2017 05/2018
Direct Access Capital Dallas TX 10/2017 04/2018
Stephens Inc. Dallas TX 06/2018 08/2018
Unemployed Dallas TX 08/2018 10/2018
Stephens Inc. Austin TX 11/2018 07/2020
Stephens Inc. Dallas TX 07/2020 11/2020
Stephens Inc. Dallas TX 11/2020 05/2025
Stephens Inc. Dallas TX 05/2025 Present
  • 08/2016 → 06/2017
    Morgan Stanley
    Louisville, KY
  • 06/2017 → 08/2017
    Unemployed
    Dallas, TX
  • 08/2017 → 05/2018
    Smu
    Dallas, TX
  • 10/2017 → 04/2018
    Direct Access Capital
    Dallas, TX
  • 06/2018 → 08/2018
    Stephens Inc.
    Dallas, TX
  • 08/2018 → 10/2018
    Unemployed
    Dallas, TX
  • 11/2018 → 07/2020
    Stephens Inc.
    Austin, TX
  • 07/2020 → 11/2020
    Stephens Inc.
    Dallas, TX
  • 11/2020 → 05/2025
    Stephens Inc.
    Dallas, TX
  • 05/2025 → Present
    Stephens Inc.
    Dallas, TX
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2021-06-01
S63 Uniform Securities Agent State Law Examination 2019-01-18
  • S65 Uniform Investment Adviser Law Examination
    2021-06-01
  • S63 Uniform Securities Agent State Law Examination
    2019-01-18
Designations
Other Names
  • Mac Etoch

View on SEC IAPD

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RETIREMENT ADVISORS, LLC · DALLAS, TX
7TH HARVEST INVESTMENTS · DALLAS, TX
ADVISOR RESOURCE COUNCIL · Dallas, TX
PRIME SENTRY WEALTH MANAGEMENT LLC · ADDISON, TX
OPENAIR FINANCIAL, LLC · Dallas, TX
GENEOS WEALTH MANAGEMENT, INC. · Addison, TX
CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC. · Addison, TX
KESTRA ADVISORY SERVICES, LLC · ADDISON, TX

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