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Merrill Lynch, Pierce, Fenner & Smith Incorporated CRD 7691
$1.78T regulatory AUM 16,844 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
One Bryant Park, New York, NY 10036 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2026-08-03 |
| NJ | RA | APPROVED | 2026-07-31 |
Branch Locations
1100-1800 American Blvd Ci Client Services, Pennington, NJ 08534 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | Pennington | NJ | 05/2026 | Present |
| New Jersey Institute Of Technology | Newark | NJ | 09/2020 | 05/2024 |
| Hood College | Frederick | MD | 08/2024 | 05/2026 |
| Free Lance | Flemington | NJ | 01/2014 | 09/2020 |
| Hgc Shackamaxon Llc | Whitehouse | NJ | 05/2024 | 01/2026 |
| Hunterdon Central High School | Flemington | NJ | 09/2014 | 05/2020 |
| Copper Hill Country Club | Ringoes | NJ | 04/2018 | 08/2018 |
| 3 Step Sports Llc | Woburn | MA | 05/2025 | 07/2025 |
| Ridge At Back Brook Llc | Ringoes | NJ | 05/2025 | 07/2025 |
| Tpc Jasna Polana (Oasis Outsourcing) | Princeton | NJ | 04/2026 | Present |
| Maryland Lacrosse Showcase Llc | Frederick | MD | 05/2025 | 06/2025 |
| Mercedes-Benz | Flemington | NJ | 09/2019 | 01/2020 |
| Creter Vault | Fleminton | NJ | 04/2020 | 07/2020 |
| Blue Star Lacrosse Llc | Princeton | NJ | 04/2021 | 05/2024 |
| Team Maryland Lacrosse Llc | Frederick | NJ | 09/2024 | 01/2026 |
I*5368268, Entity Type: Entity For Profit, Name of OBA: S&F Honey Farm, Address: Flemington, New Jersey, 08822, Investment Related: N, Position, Title, Association: ["Employee"], Employee Start Date: 08/15/2026, No Hours: 16 Weekly, No Hours during Trading: 0 Weekly, Duties: Farm hand. Side Hustle. The LLC is an apiary the day to day task vary on the agricultural calendar.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2026-07-30 |
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