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1450 American Lane 6Th Floor, Suite 650, Schaumburg, IL 60173-2096 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| SC | RA | APPROVED | 2023-08-10 |
| TX | RA | APPROVED_RES | 2023-08-10 |
Branch Locations
225 Seven Farms Dr Ste 106, Daniel Island, SC 29492 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Minnesota Life Insurance Company | St. Paul | MN | 08/2016 | 08/2023 |
| Securian Financial Services Inc. | St. Paul | MN | 08/2016 | 08/2023 |
| Commonwealth Financial Group | Daniel Island | SC | 08/2016 | Present |
| Cetera Wealth Services, Llc | Daniel Island | SC | 08/2023 | Present |
| Cetera Investment Advisers Llc | Schaumburg | IL | 08/2023 | Present |
1) FAIROAKS SERVICES LLC POSITION: Owner NATURE: Consultant INVESTMENT RELATED: No NUMBER OF HOURS: 0 SECURITIES TRADING HOURS: 0 START DATE: 08/24/2020 ADDRESS: 1416 Fairfield Avenue, Charleston SC 29407, United States DESCRIPTION: This is simply a pass through entity for my 1099 income as advised by my tax consultant. 2) COMMONWEALTH FIXED INSURANCE POSITION: Agent/Broker NATURE: Fixed Insurance Sales INVESTMENT RELATED: Yes NUMBER OF HOURS: 10 SECURITIES TRADING HOURS: 10 START DATE: 10/27/2019 ADDRESS: 225 Seven Farms Drive, Suite 106, Daniel Island SC 29492, United States DESCRIPTION: Fixed insurance sales, as opportunities arise during the normal course of advisory business 3) NAME OF OTHER BUSINESS: N/A- SAMUEL MCBRIDE; INVESTMENT RELATED: NO ; ADDRESS: 711 MEETING STREET CHARLESTON, SC 29403; NATURE OF BUSINESS: CLOTHING; START DATE: 07/2024; POSITION/TITLE/RELATIONSHIP: MODEL; APX NUMBER OF HOURS PER WEEK: 0.5; APX NUMBER OF HOURS DURING TRADING HOURS: 0 BRIEF DESCRIPTION OF DUTIES: FITTING CLOTHES FOR BRAND; 4) NAME OF OTHER BUSINESS: COMMONWEALTH FINANCIAL GROUP; INVESTMENT RELATED: YES, ADDRESS: SAME AS REGISTERED LOCATION, NATURE OF BUSINESS: FINANCIAL SERVICES, START DATE: 8/2017, POSITION/TITLE/RELATIONSHIP: FINANCIAL PROFESSIONAL, APX NUMBER OF HOURS PER WEEK: 40, APX NUMBER OF HOURS DURING TRADING HOURS: 32.5, BRIEF DESCRIPTION OF DUTIES: DBA FOR FINANCIAL SERVICES;
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2016-12-02 |
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