David L Rosson

Employer firm

Merrill Lynch, Pierce, Fenner & Smith Incorporated CRD 7691

$1.78T regulatory AUM 16,844 advisory clients

Reported services (Item 5G)

• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Educational seminars
• PERFORMANCE MEASUREMENT REPORTS, ALLOCATION MODELING, IPS, RESEARCH REPORTS AND SERVICES, SEE SCHEDULE D

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 05/2026 → Present
  Merrill Lynch, Pierce, Fenner & Smith Incorporated
  Long Beach, CA
• 02/2024 → 05/2026
  Nuvision Credit Union
  Huntington Beach, CA
• 07/2022 → 05/2023
  Wells Fargo
  Long Beach, CA
• 08/2020 → 06/2022
  Nuvision Credit Union
  Huntington Beach, CA
• 09/2017 → 08/2020
  Us Bank
  Lakewood, CA
• 03/2015 → 09/2017
  Friar Tux Shop
  Lakewood, CA
• 10/2023 → Present
  Passion For The Pie
  Bellflower, CA
• 05/2023 → 10/2023
  Unemployed
  Irvine, CA
• 07/2026 → Present
  Bank Of America, N.A.
  Long Beach, CA

Other Businesses

I*4626295 Entity Type: For Profit Name of OBA: Rosson Enterprise LLC Address: Bellflower, California, 90706 Investment Related: No Position, Title, Association: Owner Employee Start Date: 10/04/2022 Number of Hours: 10, Weekly Number of Hours during trading: 0 Duties: Catering Catering for private events

Exams

• S66 Uniform Combined State Law Examination
  2026-07-29

Other Names

• David Lee Allen Rosson