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Stephen Jozwick

Merrill Lynch, Pierce, Fenner & Smith Incorporated

New York, NY

Parkville, MD

CRD 8279687

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Employer firm

Merrill Lynch, Pierce, Fenner & Smith Incorporated CRD 7691

$1.78T regulatory AUM 16,844 advisory clients

Reported services (Item 5G)

  • Portfolio management (individuals)
  • Portfolio management (institutions)
  • Pension consulting
  • Selection of other advisers
  • Educational seminars
  • PERFORMANCE MEASUREMENT REPORTS, ALLOCATION MODELING, IPS, RESEARCH REPORTS AND SERVICES, SEE SCHEDULE D

From the firm’s Form ADV. Read the guides:

Current Employers
Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

AuthorityCategoryStatusDate
MD RA APPROVED 2026-08-27
  • MD RA
    APPROVED
    Since 2026-08-27

Branch Locations

One Bryant Park, New York, NY 10036 • UNITED STATES

1952 E Joppa Rd, Parkville, MD 21234 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Merrill Lynch, Pierce, Fenner & Smith Incorporated Parkville MD 05/2026 Present
Unemployed/Self Sparrows Point MD 01/2024 05/2026
Onemain Financial Bowie MD 04/2016 01/2024
Bank Of America, N.A. Parkville MD 06/2026 Present
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2026-08-26
  • S66 Uniform Combined State Law Examination
    2026-08-26

View on SEC IAPD

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