Best Investors
Account
Sign in
Best Investors
Account
Sign in
Wells Fargo Clearing Services, LLC CRD 19616
$671B regulatory AUM 5,302 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NC | RA | APPROVED | 2026-08-18 |
Branch Locations
550 S Tryon St 44Th & 45Th Fls, Charlotte, NC 28202 • United States
5920 Highland Shoppes Dr Ste 103, Charlotte, NC 28269 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Wells Fargo Clearing Services, Llc | Charlotte | NC | 05/2026 | Present |
| Wells Fargo Bank, Na | Charlotte | NC | 03/2024 | Present |
| Cvs Pharmacy | Charlotte | NC | 07/2023 | 03/2024 |
| Cross Motor Group | Rock Hill | SC | 06/2020 | 07/2023 |
| Mcalister's Deli | Charlotte | NC | 12/2019 | 06/2020 |
| Fuzzy's Taco Shop | Charlotte | NC | 01/2019 | 12/2019 |
| Ceec | Charlotte | NC | 01/2016 | 01/2019 |
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2026-08-18 |
| S63 | Uniform Securities Agent State Law Examination | 2026-07-27 |
Reach out to this advisor