Mohammad Waqas

Employer firm

Merrill Lynch, Pierce, Fenner & Smith Incorporated CRD 7691

$1.78T regulatory AUM 16,844 advisory clients

Reported services (Item 5G)

• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Educational seminars
• PERFORMANCE MEASUREMENT REPORTS, ALLOCATION MODELING, IPS, RESEARCH REPORTS AND SERVICES, SEE SCHEDULE D

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 06/2022 → Present
  Merrill Lynch, Pierce, Fenner & Smith Incorporated
  Chapel Hill, NC
• 01/2022 → 06/2022
  Jet It
  Greensboro, NC
• 04/2021 → 01/2022
  Jpmorgan Chase
  Durham, NC
• 02/2020 → 04/2021
  Jpmorgan Chase
  Houston, TX
• 02/2016 → 03/2021
  Cellphones 4 Us
  Houston, TX
• 09/2017 → 12/2019
  Ibc Bank
  Houston, TX
• 06/2026 → Present
  Bank Of America, N.A.
  Chapel Hill, NC

Other Businesses

I*4645273 Entity Type: Rental Property Name of OBA: Rental Property - 01-Jun-26 - 1 Address: High Point, North Carolina, 27265 Investment Related: No Position, Title, Association: Co-owner with other family members Employee Start Date: 11/01/2025 Number of Hours: 0 Number of Hours during trading: 0 Duties: Rental Property/ Co-owner with other family members

Exams

• S66 Uniform Combined State Law Examination
  2026-07-29