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Employer firm

Transamerica Financial Advisors, LLC CRD 16164

$2.11B regulatory AUM

Reported services (Item 5G)

  • Portfolio management (individuals)
  • Selection of other advisers

From the firm’s Form ADV. Read the guides:

Current Employers
Transamerica Financial Advisors, Llc

Two Liberty Place 50 South 16Th Street, Suite 3700, Philadelphia, PA 19102 • United States

Current Registrations

AuthorityCategoryStatusDate
WA RA APPROVED 2026-07-11
  • WA RA
    APPROVED
    Since 2026-07-11

Branch Locations

13010 Ne 20Th St Ste 100, Bellevue, WA 98005 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Transamerica Financial Advisors, Llc Bellevue WA 05/2026 Present
World Financial Group Insurance Agency Bellevue WA 10/2025 Present
Condie & Adams Pllc Bothell WA 04/2024 Present
Student Seattle WA 09/2019 06/2021
Sine Draco Aviation Technology Bellevue WA 08/2021 08/2022
Homemaker Redmond WA 08/2022 04/2024
Sine Draco Aviation Technology Bellevue WA 10/2017 10/2018
Homemaker Redmond WA 10/2018 09/2019
Student Columbia MO 08/2013 08/2017
  • 05/2026 → Present
    Bellevue, WA
  • 10/2025 → Present
    World Financial Group Insurance Agency
    Bellevue, WA
  • 04/2024 → Present
    Condie & Adams Pllc
    Bothell, WA
  • 09/2019 → 06/2021
    Student
    Seattle, WA
  • 08/2021 → 08/2022
    Sine Draco Aviation Technology
    Bellevue, WA
  • 08/2022 → 04/2024
    Homemaker
    Redmond, WA
  • 10/2017 → 10/2018
    Sine Draco Aviation Technology
    Bellevue, WA
  • 10/2018 → 09/2019
    Homemaker
    Redmond, WA
  • 08/2013 → 08/2017
    Student
    Columbia, MO
Other Businesses

Name: Condie & Adams PLLC / Investment Related - No / Date: 04:2024 / Hrs (Month): 160 / Hrs (Day): 8 / Activity: Managing the daily operations of a legal practice, ensuring that administrative functions run efficiently and support the firm legal work, and coordinating schedules and case workflows. Sales of insurance and non-insurance products, part-time or full-time for companies affiliated with Transamerica Financial Advisors, LLC.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2026-07-11
  • S66 Uniform Combined State Law Examination
    2026-07-11

View on SEC IAPD

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