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Mml Investors Services, LLC CRD 10409
$116B regulatory AUM
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
1295 State Street, Springfield, MA 01111-0001 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CA | RA | APPROVED | 2026-08-27 |
Branch Locations
San Rafael, CA • United States
1676 N California Blvd Ste 430, Walnut Creek, CA 94596 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Massmutual Life Insurance Company | Walnut Creek | CA | 05/2026 | Present |
| Mml Investors Services, Llc | Walnut Creek | CA | 06/2026 | Present |
| Unemployed | San Rafael | CA | 02/2026 | 05/2026 |
| Homemaker | San Rafael | CA | 08/2021 | 02/2026 |
| Tel Aviv University | Tel Aviv Yafo | 10/2020 | 08/2021 | |
| Unemployed | San Francisco | CA | 01/2020 | 10/2020 |
| Shamaym Social Business Us Inc. | San Francisco | CA | 07/2019 | 01/2020 |
| Touchstone Climbing | San Francisco | CA | 01/2018 | 09/2019 |
| Asian Art Museum | San Francisco | CA | 11/2016 | 12/2017 |
| Self-Employed (Various Clients) | San Francisco | CA | 04/2016 | 11/2016 |
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2026-08-18 |
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