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Employer firm

Mml Investors Services, LLC CRD 10409

$116B regulatory AUM

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (institutions)
  • Pension consulting
  • Selection of other advisers
  • Educational seminars

From the firm’s Form ADV. Read the guides:

Current Employers
Mml Investors Services, Llc

1295 State Street, Springfield, MA 01111-0001 • United States

Current Registrations

AuthorityCategoryStatusDate
CA RA APPROVED 2026-08-27
  • CA RA
    APPROVED
    Since 2026-08-27

Branch Locations

San Rafael, CA • United States

1676 N California Blvd Ste 430, Walnut Creek, CA 94596 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Massmutual Life Insurance Company Walnut Creek CA 05/2026 Present
Mml Investors Services, Llc Walnut Creek CA 06/2026 Present
Unemployed San Rafael CA 02/2026 05/2026
Homemaker San Rafael CA 08/2021 02/2026
Tel Aviv University Tel Aviv Yafo 10/2020 08/2021
Unemployed San Francisco CA 01/2020 10/2020
Shamaym Social Business Us Inc. San Francisco CA 07/2019 01/2020
Touchstone Climbing San Francisco CA 01/2018 09/2019
Asian Art Museum San Francisco CA 11/2016 12/2017
Self-Employed (Various Clients) San Francisco CA 04/2016 11/2016
  • 05/2026 → Present
    Massmutual Life Insurance Company
    Walnut Creek, CA
  • 06/2026 → Present
    Walnut Creek, CA
  • 02/2026 → 05/2026
    Unemployed
    San Rafael, CA
  • 08/2021 → 02/2026
    Homemaker
    San Rafael, CA
  • 10/2020 → 08/2021
    Tel Aviv University
    Tel Aviv Yafo
  • 01/2020 → 10/2020
    Unemployed
    San Francisco, CA
  • 07/2019 → 01/2020
    Shamaym Social Business Us Inc.
    San Francisco, CA
  • 01/2018 → 09/2019
    Touchstone Climbing
    San Francisco, CA
  • 11/2016 → 12/2017
    Asian Art Museum
    San Francisco, CA
  • 04/2016 → 11/2016
    Self-Employed (Various Clients)
    San Francisco, CA
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2026-08-18
  • S66 Uniform Combined State Law Examination
    2026-08-18
Other Names
  • Ben Snyder

View on SEC IAPD

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