Pukar Joshi

Employer firm

LPl Financial LLC CRD 6413

$819B regulatory AUM 209,600 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Educational seminars
• CONSULTING AND OTHER NON-DISCRETIONARY ADVISORY SERVICES

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 08/2016 → 12/2022
  Citigroup
  San Francisco, CA
• 01/2022 → 09/2024
  Citi
  San Francisco, CA
• 10/2024 → 02/2025
  Citi
  San Francisco, CA
• 02/2025 → Present
  Bmo Harris Bank
  San Francisco, CA
• 05/2025 → Present
  Lpl Financial Llc
  San Francisco, CA

Previous Registrations

• 2020-06-30 → 2025-02-26
  Citigroup Global Markets Inc.
  San Francisco, CA
  San Francisco, CA
  San Francisco, CA
  San Francisco, CA
  San Francisco, CA
  San Francisco, CA
  Fresno, CA
  San Francisco, CA
  San Francisco, CA
  Los Angeles, CA
  San Francisco, CA

Other Businesses

1. 04/11/2025- BMO Investment Services- DBA for LPL Business (entity for LPL business)- Inv Rel- At Reported Business Location (s) 2. 04/11/2025- BMO HARRIS BANK- Financial Institution Duty- CA 94104- Inv Rel-160 Hrs Per Mnth- 8 Hrs During Trading- Start Date 02/24/2025

Exams

• S66 Uniform Combined State Law Examination
  2020-06-30
• S63 Uniform Securities Agent State Law Examination
  2016-10-24