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Employer firm

Principal Advised Services CRD 297324

$1.42B regulatory AUM 16,537 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)

From the firm’s Form ADV. Read the guides:

Current Employers
Principal Advised Services

655 9Th Street, Des Moines, IA 50309 • United States

Current Registrations

AuthorityCategoryStatusDate
IA RA APPROVED 2026-08-10
  • IA RA
    APPROVED
    Since 2026-08-10

Branch Locations

West Des Moines , IA • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
N/A Cedar Rapids IA 06/2016 04/2017
Metro Youth Football Association Cedar Rapids IA 04/2017 06/2017
N/A Cedar Rapids IA 06/2017 07/2022
Von Maur Cedar Rapids/Cedar Falls IA 07/2022 08/2024
Kirkwood Community College Cedar Rapids IA 07/2025 08/2025
Principal Life Insurance Company Des Moines IA 06/2026 Present
N/A Waverly IA 08/2025 05/2026
N/A Waverly IA 08/2024 07/2025
Principal Securities Inc. Des Moines IA 06/2026 Present
Principal Advised Services West Des Moines IA 07/2026 Present
  • 06/2016 → 04/2017
    N/A
    Cedar Rapids, IA
  • 04/2017 → 06/2017
    Metro Youth Football Association
    Cedar Rapids, IA
  • 06/2017 → 07/2022
    N/A
    Cedar Rapids, IA
  • 07/2022 → 08/2024
    Von Maur
    Cedar Rapids/Cedar Falls, IA
  • 07/2025 → 08/2025
    Kirkwood Community College
    Cedar Rapids, IA
  • 06/2026 → Present
    Principal Life Insurance Company
    Des Moines, IA
  • 08/2025 → 05/2026
    N/A
    Waverly, IA
  • 08/2024 → 07/2025
    N/A
    Waverly, IA
  • 06/2026 → Present
    Principal Securities Inc.
    Des Moines, IA
  • 07/2026 → Present
    West Des Moines , IA
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2026-07-17
  • S66 Uniform Combined State Law Examination
    2026-07-17

View on SEC IAPD

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