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Fisher Investments CRD 107342
$387B regulatory AUM
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
6500 International Pkwy Ste 2050, Plano, TX 75093-8222 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| FL | RA | APPROVED | 2026-08-11 |
| TX | RA | APPROVED | 2026-07-29 |
Branch Locations
6500 International Pkwy Ste 2050, Plano, TX 75093-8222 • United States
3109 W Dr Martin Luther King Jr Blvd Ste 600, Tampa, FL 33607 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Bmo Global Asset Management | Toronto | 06/2021 | 03/2026 | |
| Rbc Insurance | Toronto | 04/2019 | 06/2021 | |
| Rbc Insurance | Toronto | 04/2018 | 04/2019 | |
| Town Of Whitby | Whitby | 11/2017 | 04/2018 | |
| Town Of Whitby | Whitby | 02/2013 | 11/2017 | |
| Fisher Investments | Tampa | FL | 05/2026 | Present |
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2026-07-29 |
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