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J.p. Morgan Securities LLC CRD 79
$430B regulatory AUM 407,036 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
270 Park Avenue, New York, NY 10017 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| AZ | RA | APPROVED | 2026-08-19 |
| VI | RA | APPROVED | 2026-08-11 |
| ND | RA | APPROVED | 2026-08-06 |
| WV | RA | APPROVED | 2026-08-06 |
| FL | RA | APPROVED | 2026-08-04 |
| GA | RA | APPROVED | 2026-08-04 |
| LA | RA | APPROVED | 2026-08-04 |
| NM | RA | APPROVED | 2026-08-04 |
| SD | RA | APPROVED | 2026-08-04 |
| AL | RA | APPROVED | 2026-08-03 |
| MS | RA | APPROVED | 2026-08-03 |
| MT | RA | APPROVED | 2026-08-03 |
| NC | RA | APPROVED | 2026-08-03 |
| OK | RA | APPROVED | 2026-08-03 |
| SC | RA | APPROVED | 2026-08-03 |
| TX | RA | APPROVED | 2026-08-03 |
| WY | RA | APPROVED | 2026-08-03 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| J.P. Morgan Securities Llc | San Antonio | TX | 05/2026 | Present |
| Schreiner University | Kerrville | TX | 08/2025 | 04/2026 |
| Bristol Stadium Group Seekonk Speedway | Seekonk | MA | 04/2025 | 08/2025 |
| University Of Massachusetts Dartmouth | North Dartmouth | MA | 07/2022 | 08/2025 |
| University Of Maine System (Ums) | Orono | ME | 01/2024 | 05/2024 |
| University Of Maine System (Ums) | Orono | ME | 01/2021 | 09/2022 |
| Unemployed | Fairhaven | MA | 11/2020 | 12/2020 |
| Ll Bean | Freeport | ME | 10/2018 | 10/2020 |
| Delano Ventures Llc | Fairhaven | MA | 06/2020 | 07/2020 |
| Greater New Bedford Regional Vocational Technical District | New Bedford | MA | 07/2019 | 01/2020 |
| Buttonwood Park Zoological Society | New Bedford | MA | 01/2019 | 05/2019 |
| Masshire Greater New Bedford Workforce Board | New Bedford | MA | 02/2017 | 12/2018 |
| Brandeis University | Waltham | MA | 08/2016 | 02/2017 |
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2026-08-01 |
| S63 | Uniform Securities Agent State Law Examination | 2026-07-17 |
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