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85 Broad Street 22Nd Floor, New York, NY 10004 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CT | RA | APPROVED | 2026-08-24 |
Branch Locations
263 Tresser Blvd Suite 500, Stamford, CT 06901 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Oppenheimer & Co. Inc. | Stamford | CT | 05/2025 | Present |
| Payarc Llc | Greenwich | CT | 03/2025 | 04/2026 |
| Southern California Recovery Centers | Calrsbad | CA | 02/2023 | 01/2025 |
| Laguna Beach Sober Living | Oceanside | CA | 02/2023 | 01/2025 |
| U-Haul | Oceanside | CA | 11/2022 | 02/2023 |
| Outdoor Sports Center | Wilton | CT | 03/2022 | 07/2022 |
| Dunkin Donuts | Wilton | CT | 06/2022 | 06/2022 |
| Keller Williams Prestiege Properties | Westport | CT | 07/2022 | 07/2022 |
| Bob'S Stores | Norwalk | CT | 12/2021 | 03/2022 |
| Stop & Shop | Wilton | CT | 06/2020 | 11/2021 |
| Caraluzzi's Georgetown Market | Wilton | CT | 06/2020 | 08/2020 |
| Weston High School | Weston | CT | 08/2016 | 06/2020 |
| Goldfish Swim School | Norwalk | CT | 09/2019 | 11/2019 |
| Velo-Ct | Norwalk | CT | 06/2019 | 09/2019 |
| Southern California Recovery Centers | Carlsbad | CA | 07/2022 | 11/2022 |
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2026-08-21 |
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