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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NE | RA | APPROVED | 2026-08-13 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Beaver Lake Association | Plattsmouth | NE | 03/2017 | Present |
| Tsl Logistics | Omaha | NE | 08/2012 | 03/2017 |
| Lpl Enterprise Llc | Lincoln | NE | 05/2026 | Present |
1. 05/04/2026 - ADAM ROY N/A Non-Variable Insurance - Non-Variable Insurance/Insurance Agency - Investment related - Lincoln NE - OBA start date: 04/30/2026 - 160 Hrs/Mth - 160 Hrs During Trading 2. 05/04/2026 - Prudential Advisors - DBA for LPL Business (entity for LPL business) - Investment related - Lincoln NE - OBA start date: 04/30/2026 - 160 Hrs/Mth - 160 Hrs During Trading 3. 05/04/2026 - Beaver Lake Association - Outside/W-2 Employment - Plattsmouth NE - Not Investment related - OBA start date: 03/01/2017 - 100 Hrs/Mth - 68 Hrs During Trading
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2026-08-04 |
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