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J.p. Morgan Securities LLC CRD 79
$430B regulatory AUM 407,036 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
270 Park Avenue, New York, NY 10017 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2026-08-06 |
Branch Locations
600 Travis St Floors 61St & 62Nd, Houston, TX 77002-3009 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| J.P. Morgan Securities Llc | Houston | TX | 04/2026 | Present |
| Jpmorgan Chase Bank, N.A. | Houston | TX | 04/2026 | Present |
| Jpmorgan Chase Bank, N.A. | Washington | DC | 01/2022 | 04/2026 |
| Us House Of Representatives | Washington | DC | 03/2020 | 12/2021 |
| Unemployed | Washington | DC | 01/2020 | 02/2020 |
| Us Department Of State | Shanghai | 11/2018 | 12/2019 | |
| Unemployed | Shanghai | 01/2018 | 10/2018 | |
| Us House Of Representatives | Washington | DC | 05/2013 | 12/2017 |
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2026-08-06 |
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