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Mai Capital Management, LLC CRD 109807
$52.1B regulatory AUM 132 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
6050 Oak Tree Blvd Suite 500, Cleveland, OH 44131 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CA | RA | APPROVED | 2026-07-16 |
Branch Locations
4695 Macarthur Court Suite 850, Newport Beach, CA 92660 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Mai Capital Management, Llc | Cleveland | OH | 01/2026 | Present |
| The Farms Golf Club | Rancho Sante Fe | CA | 07/2021 | 01/2026 |
| Puesto Mexican Food | La Jolla | CA | 08/2024 | 01/2025 |
| Everyday California | La Jolla | CA | 06/2020 | 01/2021 |
| Cinepolis | San Diego | CA | 03/2019 | 07/2019 |
| Full Time Education | San Francisco | CA | 06/2019 | 05/2020 |
| Full Time Student | San Diego | CA | 01/2021 | 07/2021 |
| High School Student | San Diego | CA | 08/2014 | 06/2019 |
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2026-07-15 |
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