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Gavin Edward Haley

Mai Capital Management, LLC

Newport Beach, CA

CRD 8262152

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Employer firm

Mai Capital Management, LLC CRD 109807

$52.1B regulatory AUM 132 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (investment companies)
  • Portfolio management (pooled vehicles)
  • Portfolio management (institutions)
  • Pension consulting

From the firm’s Form ADV. Read the guides:

Current Employers
Mai Capital Management, Llc

6050 Oak Tree Blvd Suite 500, Cleveland, OH 44131 • United States

Current Registrations

AuthorityCategoryStatusDate
CA RA APPROVED 2026-07-16
  • CA RA
    APPROVED
    Since 2026-07-16

Branch Locations

4695 Macarthur Court Suite 850, Newport Beach, CA 92660 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Mai Capital Management, Llc Cleveland OH 01/2026 Present
The Farms Golf Club Rancho Sante Fe CA 07/2021 01/2026
Puesto Mexican Food La Jolla CA 08/2024 01/2025
Everyday California La Jolla CA 06/2020 01/2021
Cinepolis San Diego CA 03/2019 07/2019
Full Time Education San Francisco CA 06/2019 05/2020
Full Time Student San Diego CA 01/2021 07/2021
High School Student San Diego CA 08/2014 06/2019
  • 01/2026 → Present
    Cleveland, OH
  • 07/2021 → 01/2026
    The Farms Golf Club
    Rancho Sante Fe, CA
  • 08/2024 → 01/2025
    Puesto Mexican Food
    La Jolla, CA
  • 06/2020 → 01/2021
    Everyday California
    La Jolla, CA
  • 03/2019 → 07/2019
    Cinepolis
    San Diego, CA
  • 06/2019 → 05/2020
    Full Time Education
    San Francisco, CA
  • 01/2021 → 07/2021
    Full Time Student
    San Diego, CA
  • 08/2014 → 06/2019
    High School Student
    San Diego, CA
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2026-07-15
  • S65 Uniform Investment Adviser Law Examination
    2026-07-15
Other Names
  • Gavin Haley

View on SEC IAPD

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