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Nathan Joseph Friesz

Merrill Lynch, Pierce, Fenner & Smith Incorporated

Charlotte, NC

Salisbury, NC

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Current Employers
Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

AuthorityCategoryStatusDate
NC RA APPROVED 2026-07-31
  • NC RA
    APPROVED
    Since 2026-07-31

Branch Locations

150 N College St, Charlotte, NC 28255 • United States

500 W Innes St, Salisbury, NC 28144 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Bank Of America, N.A. Wesley Chapel NC 05/2026 Present
Merrill Lynch, Pierce, Fenner & Smith Incorporated Wesley Chapel NC 04/2026 Present
Bank Of America Monroe NC 04/2025 04/2026
Chick-Fil-A Indian Trail NC 08/2020 04/2025
Chick-Fil-A Weddington NC 08/2017 08/2020
Unemployed Waxhaw NC 01/2015 08/2017
  • 05/2026 → Present
    Bank Of America, N.A.
    Wesley Chapel, NC
  • 04/2026 → Present
    Merrill Lynch, Pierce, Fenner & Smith Incorporated
    Wesley Chapel, NC
  • 04/2025 → 04/2026
    Bank Of America
    Monroe, NC
  • 08/2020 → 04/2025
    Chick-Fil-A
    Indian Trail, NC
  • 08/2017 → 08/2020
    Chick-Fil-A
    Weddington, NC
  • 01/2015 → 08/2017
    Unemployed
    Waxhaw, NC
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2026-07-31
  • S66 Uniform Combined State Law Examination
    2026-07-31

View on SEC IAPD

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