Wooseok Chang

$1.78T regulatory AUM 16,844 advisory clients

Reported services (Item 5G)

Portfolio management (individuals)
Portfolio management (institutions)
Pension consulting
Selection of other advisers
Educational seminars
PERFORMANCE MEASUREMENT REPORTS, ALLOCATION MODELING, IPS, RESEARCH REPORTS AND SERVICES, SEE SCHEDULE D

From the firm’s Form ADV. Read the guides:

One Bryant Park, New York, NY 10036 • United States

Current Registrations

Authority	Category	Status	Date
CA	RA	APPROVED	2026-08-04

Branch Locations

3075A Hansen Way, Palo Alto, CA 94304 • United States

No disclosure categories reported as “Yes” on this SEC record.

Organization	City	State	From	To
Merrill Lynch, Pierce, Fenner & Smith Incorporated	Palo Alto	CA	04/2026	Present
Korean Air	San Francisco	CA	06/2022	12/2022
Panda Restaurant Group	Belmont	CA	03/2020	02/2022
Sf Domain Ramen Inc., D.b.a. Jinya Ramen Bar	Pleasanton	CA	12/2018	03/2020
The Mixed Group Llc., D.b.a. Moko Ramen Bar	Las Vegas	NV	08/2013	12/2018
Recovering Health And Traveling	Belmont	CA	03/2022	05/2022
Bank Of America	Palo Alto	CA	12/2022	04/2026
Uber	San Mateo	CA	01/2021	12/2021
Doordash	San Mateo	CA	01/2021	12/2021
Bank Of America, N.A.	Palo Alto	CA	07/2026	Present

04/2026 → Present

Merrill Lynch, Pierce, Fenner & Smith Incorporated

Palo Alto, CA
06/2022 → 12/2022

Korean Air

San Francisco, CA
03/2020 → 02/2022

Panda Restaurant Group

Belmont, CA
12/2018 → 03/2020

Sf Domain Ramen Inc., D.b.a. Jinya Ramen Bar

Pleasanton, CA
08/2013 → 12/2018

The Mixed Group Llc., D.b.a. Moko Ramen Bar

Las Vegas, NV
03/2022 → 05/2022

Recovering Health And Traveling

Belmont, CA
12/2022 → 04/2026

Bank Of America

Palo Alto, CA
01/2021 → 12/2021

Uber

San Mateo, CA
01/2021 → 12/2021

Doordash

San Mateo, CA
07/2026 → Present

Bank Of America, N.A.

Palo Alto, CA

Code	Exam	Date
S66	Uniform Combined State Law Examination	2026-08-04